Jeff D. Holiday
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jeff Daniel Holiday, who also goes by Jeff D Holiday, Jeffery D Holiday, Jeffery Daniel Holiday, was a registered financial professional .
Jeff is a previously registered financial professional and started their career in finance in 2006. Jeff had worked at 3 firms and has passed the Series 63, SIE, Series 82, Series 79, Series 7 and Series 24 exams.
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 2, 2018 - September 2, 2026
ABG, LLC
November 2, 2015 - February 10, 2017
MORGAN STANLEY & CO. LLC
September 27, 2006 - February 13, 2012
GOLDMAN SACHS & CO. LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
What does exam status mean?
Series 79
Passed: 10/31/2015
Current Firm
ABG, LLC
CRD#: 167190 / SEC#: , 8-69247
Contact information
FINRA licenses (2 States and Territories)
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
