John R. Laughlin

LAUGHLIN FINANCIAL

Bloomington, IN 47401

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CRD#: 4674607

Professional summary

John R Laughlin, CFP®, who also goes by John R. Laughlin, is a registered financial advisor currently at LAUGHLIN FINANCIAL LLC located in Bloomington, Indiana.

John is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2007. John has worked at 2 firms and has passed the Series 66 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

John R. Laughlin

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view John R Laughlin's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2015

Experience

Current

August 16, 2012 - Present

LAUGHLIN FINANCIAL LLC

Office #1: 4151 E. 3rd St, Bloomington, IN 47401

RIA

CRD#: 165105

Bloomington, IN

Past

January 8, 2008 - July 23, 2012

CREDIT SUISSE SECURITIES (USA) LLC

RIA

CRD#: 816

CHICAGO, IL

Past

November 6, 2007 - July 23, 2012

CREDIT SUISSE SECURITIES (USA) LLC

CRD#: 816

CHICAGO, IL

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

LAUGHLIN FINANCIAL LLC

CRD#: 165105 / SEC#: 801-123521

RIA

Registered Investment Advisory firm - (3/25/2022 Approved)

Indiana

Registered Investment Advisory firm - (3/28/2022 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Indiana
(8/16/2012)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 1/7/2008

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7

Date: 11/5/2007

General Securities Representative Examination

Current Firm

LAUGHLIN FINANCIAL LLC

CRD#: 165105 / SEC#: 801-123521

RIA

Registered Investment Advisory firm - (3/25/2022 Approved)

Indiana

Registered Investment Advisory firm - (3/28/2022 Terminated)

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Contact information

Main Address

4151 E. 3rd St, Bloomington, IN 47401

Mailing Address

Phone number

(812) 552-2113

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (2 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV PART 2A AND 2B DISCLOSURE BROCHURE (1/23/2026)

Regulatory assets under management

Total Number of Accounts	391
AUM (Assets Under Management)	$ 200,198,285

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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WELLINGTON INVESTMENT ADVISORS

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John R. Laughlin

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view John R Laughlin's CRS (Customer Relationship Summary).

Certified licenses

Experience

LAUGHLIN FINANCIAL LLC

CREDIT SUISSE SECURITIES (USA) LLC

CREDIT SUISSE SECURITIES (USA) LLC

Primary Firm SEC Registration

LAUGHLIN FINANCIAL LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 1/7/2008

Series 7

Date: 11/5/2007

Current Firm

LAUGHLIN FINANCIAL LLC

Contact information

SEC notice filing (2 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

LAUGHLIN FINANCIAL LLC

TRUST BUT VERIFY

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