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JR

Juan F. Rodriguez Osorio

COMPASS GROUP INVESTMENTS SOLUTIONS
Miami, FL 33131
Some features on this profile are disabled
CRD#: 4674397
JR

Professional summary

Juan Felipe Rodriguez Osorio, who also goes by Juan Felipe Rodriguez, is a registered financial advisor currently at COMPASS GROUP INVESTMENTS SOLUTIONS LLC located in Miami, Florida and CG COMPASS (USA) LLC located in Miami, Florida.

Juan is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2003. Juan has worked at 7 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Juan Felipe Rodriguez

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Juan Felipe Rodriguez Osorio's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

December 2, 2021 - Present

COMPASS GROUP INVESTMENTS SOLUTIONS LLC

Office #1: 601 Brickell Key Drive Suite 700, Miami, FL 33131
RIA
CRD#: 305680
Miami, FL
Current

May 5, 2020 - Present

CG COMPASS (USA) LLC

Office #1: 1441 Brickell Avenue Suite 1430, Miami, FL 33131
BD
CRD#: 129837
Miami, FL
Past

September 17, 2019 - April 3, 2020

UCAP AMERICAS

RIA
CRD#: 170846
Miami, FL
Past

May 1, 2018 - April 3, 2020

UCAP AMERICAS

BD
CRD#: 173643
Miami, FL
Past

September 22, 2006 - March 26, 2018

HSBC SECURITIES (USA) INC.

BD
CRD#: 19585
MIAMI, FL
Past

May 13, 2004 - July 18, 2006

J.P. MORGAN SECURITIES INC.

BD
CRD#: 18718
NEW YORK, NY
Past

June 19, 2003 - April 9, 2004

HORNOR, TOWNSEND & KENT, LLC

BD
CRD#: 4031
CONSHOHOCKEN, PA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CG
COMPASS GROUP INVESTMENTS SOLUTIONS LLC
COMPASS GROUP INVESTMENTS SOLUTIONS LLC

CRD#: 305680 / SEC#: 801-117486

RIA
Registered Investment Advisory firm - (10/11/2019 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Delaware
(4/29/2022)
RR
Florida
(5/5/2020)
IAR
Florida
(12/2/2021)
RR
New York
(5/5/2020)

Exams

State Security Law Exam
IAR
Series 65
Date: 8/26/2019
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 8/16/2003
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 6/17/2003
General Securities Representative Examination
SRO Registrations
RR
FINRA

Current Firm

CG
COMPASS GROUP INVESTMENTS SOLUTIONS LLC
COMPASS GROUP INVESTMENTS SOLUTIONS LLC

CRD#: 305680 / SEC#: 801-117486

RIA
Registered Investment Advisory firm - (10/11/2019 Approved)
PREMIUM
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Trends, Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address
1441 Brickell Avenue Suite 1430, Miami, FL 33131
Mailing Address
Phone number
(305) 358-7052
Established
Firm type
Fiscal year end
# of Employees
13

SEC notice filing (1 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

CGIS ADV PART 2A (3/31/2025)

Regulatory assets under management

Total Number of Accounts144
AUM (Assets Under Management)$ 457,734,846

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

COMPASS GROUP INVESTMENTS SOLUTIONS LLC

CRD#: 305680Miami, FL 33131

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