Juan F. Rodriguez Osorio

COMPASS GROUP INVESTMENTS SOLUTIONS LLC

Miami, FL 33131

Some features on this profile are disabled

CRD#: 4674397

Professional summary

Juan Felipe Rodriguez Osorio, who also goes by Juan Felipe Rodriguez, is a registered financial advisor currently at COMPASS GROUP INVESTMENTS SOLUTIONS LLC located in Miami, Florida and CG COMPASS (USA) LLC located in Miami, Florida.

Juan is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2003. Juan has worked at 7 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Juan Felipe Rodriguez

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Compass Group Investments Solutions LLC; Investment related; 600 Brickell Key Dr., Ste 742; Registered Investment Advisor; 4/1/2020; 150 hrs per month; 7.5 hs during trading; Manage relationshups with clients and provide them with investment advice regarding their assets and strategies.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Juan Felipe Rodriguez Osorio's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

December 2, 2021 - Present

COMPASS GROUP INVESTMENTS SOLUTIONS LLC

Office #1: 601 Brickell Key Drive Suite 700, Miami, FL 33131

RIA

CRD#: 305680

Miami, FL

Current

May 5, 2020 - Present

CG COMPASS (USA) LLC

Office #1: 1441 Brickell Avenue Suite 1430, Miami, FL 33131

CRD#: 129837

Miami, FL

Past

September 17, 2019 - April 3, 2020

UCAP AMERICAS

RIA

CRD#: 170846

Miami, FL

Past

May 1, 2018 - April 3, 2020

UCAP AMERICAS

CRD#: 173643

Miami, FL

Past

September 22, 2006 - March 26, 2018

HSBC SECURITIES (USA) INC.

CRD#: 19585

MIAMI, FL

Past

May 13, 2004 - July 18, 2006

J.P. MORGAN SECURITIES INC.

CRD#: 18718

NEW YORK, NY

Past

June 19, 2003 - April 9, 2004

HORNOR, TOWNSEND & KENT, LLC

CRD#: 4031

CONSHOHOCKEN, PA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

COMPASS GROUP INVESTMENTS SOLUTIONS LLC

CRD#: 305680 / SEC#: 801-117486

RIA

Registered Investment Advisory firm - (10/11/2019 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Delaware
(4/29/2022)

Florida
(5/5/2020)

IAR

Florida
(12/2/2021)

New York
(5/5/2020)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 8/26/2019

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 8/16/2003

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 6/17/2003

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

COMPASS GROUP INVESTMENTS SOLUTIONS LLC

CRD#: 305680 / SEC#: 801-117486

RIA

Registered Investment Advisory firm - (10/11/2019 Approved)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

1441 Brickell Avenue Suite 1430, Miami, FL 33131

Mailing Address

Phone number

(305) 358-7052

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (1 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

CGIS ADV PART 2A (3/31/2025)

Regulatory assets under management

Total Number of Accounts	144
AUM (Assets Under Management)	$ 457,734,846

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Noah Alweiss

MORGAN STANLEY

IAR

Miami, FL

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Juan F. Rodriguez Osorio

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Juan Felipe Rodriguez Osorio's CRS (Customer Relationship Summary).

Certified licenses

Experience

CG COMPASS (USA) LLC

UCAP AMERICAS

UCAP AMERICAS

HSBC SECURITIES (USA) INC.

J.P. MORGAN SECURITIES INC.

HORNOR, TOWNSEND & KENT, LLC

Primary Firm SEC Registration

COMPASS GROUP INVESTMENTS SOLUTIONS LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 8/26/2019

Series 63

Date: 8/16/2003

SIE

Date: 10/1/2018

Series 7

Date: 6/17/2003

FINRA

Current Firm

COMPASS GROUP INVESTMENTS SOLUTIONS LLC

Contact information

SEC notice filing (1 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

COMPASS GROUP INVESTMENTS SOLUTIONS LLC

TRUST BUT VERIFY

Similar Advisors