Christopher J. Grimmond
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Christopher John Grimmond, CFP® was a registered financial professional .
Christopher is a previously registered financial professional and started their career in finance in 2003. Christopher had worked at 9 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Start date: 2010
Experience
February 6, 2014 - August 26, 2015
QUEST CAPITAL STRATEGIES, INC.
August 1, 2011 - March 26, 2012
ALLIANZ LIFE FINANCIAL SERVICES, LLC
November 29, 2010 - April 13, 2011
TRANSAMERICA FINANCIAL ADVISORS, LLC
April 14, 2008 - April 13, 2011
TRANSAMERICA FINANCIAL ADVISORS, LLC
June 9, 2006 - March 26, 2008
PACIFIC SELECT DISTRIBUTORS, LLC
August 23, 2005 - March 7, 2006
INVEST FINANCIAL CORPORATION
August 23, 2005 - March 7, 2006
INVEST FINANCIAL CORPORATION
October 8, 2004 - August 23, 2005
MML INVESTORS SERVICES, LLC
July 29, 2004 - August 23, 2005
MML INVESTORS SERVICES, LLC
April 1, 2004 - July 20, 2004
J.P. TURNER & COMPANY, L.L.C.
September 25, 2003 - April 9, 2004
AMERIPRISE FINANCIAL SERVICES, LLC
September 10, 2003 - April 9, 2004
IDS LIFE INSURANCE COMPANY
September 10, 2003 - April 9, 2004
AMERIPRISE FINANCIAL SERVICES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
QUEST CAPITAL STRATEGIES, INC.
CRD#: 16783 / SEC#: 801-77927, 8-34532
Contact information
Disclosures
| Regulatory Event | 5 |
| Arbitration | 6 |
Red Flags
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