Abigail M. Morris
Professional summary
Abigail Meredith Morris, who also goes by Abigail Morris, Abigail Meredith Morris, is a registered financial professional currently at NATIONAL FINANCIAL SERVICES LLC located in Chicago, Illinois.
Abigail is registered as a RR (Registered Representative) and started their career in finance in 2007. Abigail has worked at 3 firms and has passed the Series 66, Series 7TO, SIE, Series 7, Series 10 and Series 9 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Abigail Meredith Morris's CRS (Customer Relationship Summary).
Certified licenses
Experience
March 1, 2019 - Present
NATIONAL FINANCIAL SERVICES LLC
Office #1: 233 South Wacker Drive Suite 4850, Chicago, IL 60606December 1, 2010 - July 31, 2012
UBS FINANCIAL SERVICES INC.
August 14, 2007 - July 31, 2012
UBS FINANCIAL SERVICES INC.
May 7, 2007 - July 27, 2007
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 7TO
Date: 3/1/2019
General Securities Representative ExaminationFINRA
Current Firm
NATIONAL FINANCIAL SERVICES LLC
CRD#: 13041 / SEC#: 801-50706, 8-26740
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FIDELITY GLOBAL BROKERAGE GROUP, INC. | SOLE MEMBER | |
| ADAMS, ROBERT JOHN | CHIEF OPERATIONS OFFICER/ELECTED MANAGER | 1291582 |
| CRUPI, KAREN MICHELE | CHIEF LEGAL OFFICER | 2982229 |
| DEPOALO, RONALD EDWARD | PRESIDENT | 5995085 |
| DYER, JANET MARIE | CHIEF COMPLIANCE OFFICER | 3186352 |
| RHODES, NOAH BUTLER | CHIEF FINANCIAL OFFICER | 6546392 |
| TESAURO, THOMAS JOHN | ELECTED MANAGER | 1862532 |
Disclosures
| Regulatory Event | 47 |
| Civil Event | 1 |
| Arbitration | 14 |
Red Flags
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