Krista M. Ketelsen

NAVPOINT FINANCIAL

Prior Lake, MN 55372

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CRD#: 4674252

Professional summary

Krista Marie Ketelsen, who also goes by Krista Marie Gunderson, is a registered financial advisor currently at NAVPOINT FINANCIAL, INC. located in Prior Lake, Minnesota.

Krista is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2003. Krista has worked at 2 firms and has passed the Series 66, SIE, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Krista Marie Gunderson

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

NAVPOINT FINANCIAL - SEC RIA - VICE PRESIDENT, CCO, CORPORATE SECRETARY. INVESTMENT RELATED, DUTIES INCLUDE ADVICE, TRADING, BOOKS AND RECORDS, COMPLIANCE. 40 HOURS PER WEEK.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Krista Marie Ketelsen's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 15, 2014 - Present

NAVPOINT FINANCIAL, INC.

Office #1: 16180 Hastings Ave Se Suite 301, Prior Lake, MN 55372

RIA

CRD#: 109432

Prior Lake, MN

Past

September 17, 2003 - June 30, 2016

CAPITAL MANAGEMENT SECURITIES, INC.

CRD#: 10579

MINNEAPOLIS, MN

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

NAVPOINT FINANCIAL, INC.

FINANCIAL NAVIGATORS INC | NAVPOINT FINANCIAL, INC.

CRD#: 109432 / SEC#: 801-55229

RIA

Registered Investment Advisory firm - (1/28/1998 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Minnesota
(1/15/2014)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 12/18/2003

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 6/30/2016

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 9/16/2003

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 9/25/2014

General Securities Principal Examination

Current Firm

NAVPOINT FINANCIAL, INC.

FINANCIAL NAVIGATORS INC | NAVPOINT FINANCIAL, INC.

CRD#: 109432 / SEC#: 801-55229

RIA

Registered Investment Advisory firm - (1/28/1998 Approved)

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Contact information

Main Address

16180 Hastings Ave Se Suite 301, Prior Lake, MN 55372

Mailing Address

3800 American Blvd West Suite 1500, Bloomington, MN 55431

Phone number

(952) 746-1115

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (11 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

NAVPT ADV PART 2 (3/28/2025)

Regulatory assets under management

Total Number of Accounts	221
AUM (Assets Under Management)	$ 643,614,436

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
09/09/2025	Cover Page	Report
09/24/2024	Cover Page	Report
09/27/2023	Cover Page	Report
09/20/2022	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Krista M. Ketelsen

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Krista Marie Ketelsen's CRS (Customer Relationship Summary).

Certified licenses

Experience

CAPITAL MANAGEMENT SECURITIES, INC.

Primary Firm SEC Registration

NAVPOINT FINANCIAL, INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 12/18/2003

SIE

Date: 6/30/2016

Series 7

Date: 9/16/2003

Series 24

Date: 9/25/2014

Current Firm

NAVPOINT FINANCIAL, INC.

Contact information

SEC notice filing (11 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

NAVPOINT FINANCIAL, INC.

TRUST BUT VERIFY

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