Stephen S. Cobb
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Stephen Scott Cobb, CFA, who also goes by Stephen Scott Cobb, was a registered financial professional .
Stephen is a previously registered financial professional and started their career in finance in 2004. Stephen had worked at 2 firms and has passed the Series 7 exam.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 12, 2010 - February 2, 2012
TAYLOR FINANCIAL SERVICES, LLC
February 20, 2004 - December 20, 2008
KEY BRIDGE CAPITAL
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
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Exams
Current Firm
TAYLOR FINANCIAL SERVICES, LLC
CRD#: 111901 / SEC#: , 8-53202
Contact information
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
