Ryan A. Mumy
SOLLINDA CAPITAL MANAGEMENT LLC
HICKORY, NC 28601
Some features on this profile are disabled
CRD#: 4673615
Professional summary
Ryan Anthony Mumy, AIF®, CFP®, who also goes by Ryan Anthony Mumy Mr., is a registered financial advisor currently at SOLLINDA CAPITAL MANAGEMENT LLC located in Hickory, North Carolina.
Ryan is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2003. Ryan has worked at 6 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Ryan Anthony Mumy Mr.
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. GESTALT, LLC. MEMBER/MANAGER. 200 FIRST AVE NW, STE 303, HICKORY, NC 28601. STARTED 10/2023. ACTIVITY IS NOT INVESTMENT RELATED. 0 HRS/WK, 0 HRS DURING NORMAL TRADING HRS. 2. MUMY FINANCIAL ADVISORS, LLC. PRESIDENT. 200 FIRST AVENUE NW, STE 303 HICKORY, NC 28601. STARTED 12/15/2011. COMPANY FOR INVESTMENT, RETIREMENT PLANNING, ASSET MANAGEMENT, LIFE INSURANCE, ETC. BUSINESSES. ACTIVITY IS INVESTMENT RELATED. 13HRS/MONTH, 9 DURING TRADING HOURS. 3. MUMSKI II, LLC. MEMBER/MANAGER. PO BOX 344 HICKORY, NC 28601. NOT INVESTMENT RELATED. FARMING ACTIVITIES/LAND HOLDING COMPANY. STARTED 3/7/2016. 4 HRS/MONTH, 0 HRS DURING TRADING HRS. 4. CLEAN EATZ COLUMBUS. MINORITY OWNER/INVESTOR. COLUMBUS, OHIO. ROLE IS PASSIVE, OUTSIDE INVESTOR - NO DAY TO DAY ACTIVITIES - FOR RESTAURANT PROVIDING HEALTHY MEAL OPTIONS TO RESIDENTS IN THE COLUMBUS, OH AREA. NOT INVESTMENT RELATED. STARTED 11/2017. 0 HRS/MONTH. 5. NEW BEGINNINGS HICKORY. BOARD MEMBER. 706 MAIN AVE SE, HICKORY, NC 28602. BOARD MEMBER WITH NON-PROFIT. NOT INVESTMENT-RELATED. STARTED 12/2020. 2HRS/MONTH, 0 DURING TRADING HOURS. 6. MERMUM,LLC. MEMBER. FAMILY LLC TO HOLD LAND/FARM. STARTED 9/021. 2855 M&M DRIVE, VALE, NC 28168. NOT INVESTMENT-RELATED. 1 HRS/MONTH, 0 HRS DURING TRADING HRS.2023. ACTIVITY IS INVESTMENT RELATED. 0 HRS/WK, 0 HRS DURING NORMAL TRADING HRS.
CRS (Client Relationship Summary) - RIA
Click below to view Ryan Anthony Mumy's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2007
Experience
Current
March 28, 2024 - Present
SOLLINDA CAPITAL MANAGEMENT LLC
Office #1: 200 First Ave. Nw Suite 303, Hickory, NC 28601RIA
CRD#: 321742
HICKORY, NC
Past
July 13, 2009 - December 31, 2012
CIC ADVISERS, LLC
RIA
CRD#: 130735
RALEIGH, NC
Past
July 2, 2009 - March 28, 2024
CAPITAL INVESTMENT ADVISORY SERVICES, LLC
RIA
CRD#: 149124
HICKORY, NC
Past
July 2, 2009 - December 15, 2023
CAPITAL INVESTMENT GROUP, INC.
BD
CRD#: 14752
HICKORY, NC
Past
January 1, 2008 - July 6, 2009
WELLS FARGO CLEARING SERVICES, LLC
RIA
CRD#: 19616
HICKORY, NC
Past
January 1, 2008 - July 6, 2009
WELLS FARGO CLEARING SERVICES, LLC
BD
CRD#: 19616
HICKORY, NC
Past
February 17, 2005 - January 1, 2008
A. G. EDWARDS & SONS, INC.
RIA
CRD#: 4
HICKORY, NC
Past
August 18, 2003 - January 3, 2008
A. G. EDWARDS & SONS, INC.
BD
CRD#: 4
HICKORY, NC
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SC
SOLLINDA CAPITAL MANAGEMENT LLC
BOGUE SOUND FINANCIAL | SOLLINDA FAMILY OFFICE | SOLLINDA CAPITAL MANAGEMENT LLC | MUMY FINANCIAL | MCCULLOUGH FINANCIAL GROUP | COWAN FINANCIAL GROUP | CAPITAL INVESTMENT COMPANY OF VIRGINIA | BRS FINANCIAL
CRD#: 321742 / SEC#: 801-127144
RIA
Registered Investment Advisory firm - (1/10/2023 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
North Carolina(3/28/2024)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
SC
SOLLINDA CAPITAL MANAGEMENT LLC
BOGUE SOUND FINANCIAL | SOLLINDA FAMILY OFFICE | SOLLINDA CAPITAL MANAGEMENT LLC | MUMY FINANCIAL | MCCULLOUGH FINANCIAL GROUP | COWAN FINANCIAL GROUP | CAPITAL INVESTMENT COMPANY OF VIRGINIA | BRS FINANCIAL
CRD#: 321742 / SEC#: 801-127144
RIA
Registered Investment Advisory firm - (1/10/2023 Approved)Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
1111 Brickell Ave 10th Floor, Suite 68, Miami, FL 33131
Mailing Address
200 First Ave. Nw Suite 303a, Hickory, NC 28601
Phone number
(844) 662-1211
Established
Firm type
Fiscal year end
# of Employees
18
SEC notice filing (18 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 1,506 |
| AUM (Assets Under Management) | $ 909,386,653 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
SOLLINDA CAPITAL MANAGEMENT LLC
CRD#: 321742Hickory, NC 28601TRUST BUT VERIFY
Monitor Ryan Mumy
Get automatic monthly alerts on:Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates
