AdvisorCheck - Find and Connect with Top Financial Advisors on Your Terms
Advisor Search
Why AdvisorCheck

We're Here To Help

AdvisorCheck empowers you to find, evaluate, and monitor financial advisors with confidence and clarity.

Advisor Monitoring

Financial advisor's situations can change, sometimes without notice. AdvisorCheck's Monitoring tool helps you avoid surprises and stay on top of your financial health.

Firm Stability Insights

The stability of your financial advisor's firm has a significant impact in the security and quality of service you receive. Our tool provides historical data and key insights over time to help you make informed, confident decisions.

Pricing
For Advisors
Ryan Anthony Mumy

Ryan A. Mumy

SOLLINDA CAPITAL MANAGEMENT
HICKORY, NC 28601
Some features on this profile are disabled
CRD#: 4673615
Ryan Anthony Mumy

Professional summary

Ryan Anthony Mumy, AIF®, CFP®, who also goes by Ryan Anthony Mumy Mr., is a registered financial advisor currently at SOLLINDA CAPITAL MANAGEMENT LLC located in Hickory, North Carolina.

Ryan is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2003. Ryan has worked at 6 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Ryan Anthony Mumy Mr.

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Ryan Anthony Mumy's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
AIF®

Accredited Investment Fiduciary

CFP®

Certified Financial Planner

Start date: 2007

Experience

Current

March 28, 2024 - Present

SOLLINDA CAPITAL MANAGEMENT LLC

Office #1: 200 First Ave. Nw Suite 303, Hickory, NC 28601
RIA
CRD#: 321742
HICKORY, NC
Past

July 13, 2009 - December 31, 2012

CIC ADVISERS, LLC

RIA
CRD#: 130735
RALEIGH, NC
Past

July 2, 2009 - March 28, 2024

CAPITAL INVESTMENT ADVISORY SERVICES, LLC

RIA
CRD#: 149124
HICKORY, NC
Past

July 2, 2009 - December 15, 2023

CAPITAL INVESTMENT GROUP, INC.

BD
CRD#: 14752
HICKORY, NC
Past

January 1, 2008 - July 6, 2009

WELLS FARGO CLEARING SERVICES, LLC

RIA
CRD#: 19616
HICKORY, NC
Past

January 1, 2008 - July 6, 2009

WELLS FARGO CLEARING SERVICES, LLC

BD
CRD#: 19616
HICKORY, NC
Past

February 17, 2005 - January 1, 2008

A. G. EDWARDS & SONS, INC.

RIA
CRD#: 4
HICKORY, NC
Past

August 18, 2003 - January 3, 2008

A. G. EDWARDS & SONS, INC.

BD
CRD#: 4
HICKORY, NC

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SC
SOLLINDA CAPITAL MANAGEMENT LLC
BOGUE SOUND FINANCIAL | SOLLINDA FAMILY OFFICE | SOLLINDA CAPITAL MANAGEMENT LLC | MUMY FINANCIAL | MCCULLOUGH FINANCIAL GROUP | COWAN FINANCIAL GROUP | CAPITAL INVESTMENT COMPANY OF VIRGINIA | BRS FINANCIAL

CRD#: 321742 / SEC#: 801-127144

RIA
Registered Investment Advisory firm - (1/10/2023 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
North Carolina
(3/28/2024)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 8/22/2003
Uniform Combined State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 8/15/2003
General Securities Representative Examination

Current Firm

SC
SOLLINDA CAPITAL MANAGEMENT LLC
BOGUE SOUND FINANCIAL | SOLLINDA FAMILY OFFICE | SOLLINDA CAPITAL MANAGEMENT LLC | MUMY FINANCIAL | MCCULLOUGH FINANCIAL GROUP | COWAN FINANCIAL GROUP | CAPITAL INVESTMENT COMPANY OF VIRGINIA | BRS FINANCIAL

CRD#: 321742 / SEC#: 801-127144

RIA
Registered Investment Advisory firm - (1/10/2023 Approved)
PREMIUM
Stay ahead of every change that matters. Proactive intelligence on your advisors, before issues escalate.
Biweekly Pulse, AutomaticallyScheduled alerts keep you informed without lifting a finger.
Catch Firm Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
Trends, Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address
1111 Brickell Ave 10th Floor, Suite 68, Miami, FL 33131
Mailing Address
200 First Ave. Nw Suite 303a, Hickory, NC 28601
Phone number
(844) 662-1211
Established
Firm type
Fiscal year end
# of Employees
18

SEC notice filing (20 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

PART 2A BROCHURE DISCLOSURE (3/17/2025)

Regulatory assets under management

Total Number of Accounts1,506
AUM (Assets Under Management)$ 909,386,653

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

SOLLINDA CAPITAL MANAGEMENT LLC

CRD#: 321742Hickory, NC 28601

TRUST BUT VERIFY

Monitor Ryan Mumy

Get automatic monthly alerts on:
Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates

Similar Advisors

JG
Joshua GerberAdvisorCheck Check Mark
PERELLA WEINBERG PARTNERS LP
PR
NEW YORK, NY
Ryan K Taleghani
Ryan TaleghaniAdvisorCheck Check Mark
PENINSULA EQUITY CAPITAL
IAR
San Carlos, CA
BT
Bradford TomAdvisorCheck Check Mark
INDEPENDENT FINANCIAL GROUP, LLC
IAR
RR
Honolulu, HI
footer-logo
How We Help
Advisor Search
Find Advisors by State
Blog
Glossary
For Advisors
About Us
Help Center
Terms Of UsePrivacy PolicySubscription Policy
Help Center
AdvisorCheck does not offer investment advice and should not replace discussions with professional accounting, tax, legal or financial advisors.© 2026 AdvisorCheck, an AIMR Analytics company. All rights reserved.