George P. Loebrich
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
George Philip Loebrich, CFA was a registered financial professional .
George is a previously registered financial professional and started their career in finance in 2003. George had worked at 6 firms and has passed the Series 63, Series 7TO, Series 6TO, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 20, 2013 - May 28, 2021
CLARION PARTNERS SECURITIES, LLC
May 2, 2012 - January 29, 2014
FORESIDE FUND SERVICES, LLC
August 16, 2010 - March 30, 2012
VOYA INVESTMENTS DISTRIBUTOR, LLC
May 9, 2007 - August 16, 2010
ING INVESTMENT MANAGEMENT SERVICES LLC
August 2, 2004 - March 10, 2007
VOYA FINANCIAL PARTNERS, LLC
September 9, 2003 - June 30, 2004
TRANSAMERICA INVESTORS SECURITIES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 7TO
Date: 8/3/2022
General Securities Representative ExaminationSeries 6TO
Date: 8/3/2022
Investment Company Products/Variable Contracts Representative ExaminationCurrent Firm
CLARION PARTNERS SECURITIES, LLC
CRD#: 166384 / SEC#: , 8-69204
Contact information
FINRA licenses (53 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| CLARION PARTNERS | MANAGING MEMBER | 108803 |
| ANDERSON, EVANS KEPHART | CHIEF EXECUTIVE OFFICER | 7360699 |
| PATTEN, DEIRDRE MARIAN | CHIEF COMPLIANCE OFFICER/PRINCIPAL OPERATIONS OFFICER/FINANCIAL AND OPERATIONS PRINCIPAL/PRINCIPAL FINANCIAL OFFICER | 1357509 |
| SILK, BARBARA | ASSISTANT TREASURER | 6697872 |
| STABLER, JOSEPH PENN | SECRETARY | 6886387 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
