Michael P. Pfeuffer

HAZARD & SIEGEL ADVISORY SERVICES LLC

PITTSBURGH, PA 15220

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CRD#: 4673412

Professional summary

Michael Paul Pfeuffer, who also goes by Michael Pfeuffer, is a registered financial advisor currently at HAZARD & SIEGEL ADVISORY SERVICES LLC located in Pittsburgh, Pennsylvania and HAZARD & SIEGEL, INC. located in Pittsburgh, Pennsylvania.

Michael is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2003. Michael has worked at 5 firms and has passed the Series 63, SIE and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Michael Pfeuffer

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) Sales and services of fixed insurance products as an independent contractor 8 hours during securities trading , start date 3/1/2017 2) Gold Standard Financial Group, 875 Greentree Rd building 7 suite 679 Pittsburgh PA 15220, talent acquisition manager, seek potential recruits for medicare specialist position, 16 hrs per month, non business related.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Michael Paul Pfeuffer's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

February 11, 2020 - Present

HAZARD & SIEGEL ADVISORY SERVICES LLC

Office #1: 875 Greentree Road Building 7- Suite 679, Pittsburgh, PA 15220

RIA

CRD#: 151462

PITTSBURGH, PA

Current

January 31, 2020 - Present

HAZARD & SIEGEL, INC.

Office #1: 875 Greentree Road Building 7 Suite 679, Pittsburgh, PA 15220

CRD#: 2048

Pittsburgh, PA

Past

November 7, 2016 - December 2, 2019

LPL FINANCIAL LLC

CRD#: 6413

WEXFORD, PA

Past

November 4, 2016 - December 2, 2019

LPL FINANCIAL LLC

RIA

CRD#: 6413

WEXFORD, PA

Past

March 31, 2016 - November 9, 2016

MSI FINANCIAL SERVICES, INC.

RIA

CRD#: 14251

PITTSBURGH, PA

Past

July 29, 2003 - July 9, 2007

METROPOLITAN LIFE INSURANCE COMPANY

CRD#: 4095

PITTSBURGH, PA

Past

July 29, 2003 - November 9, 2016

MSI FINANCIAL SERVICES, INC.

CRD#: 14251

PITTSBURGH, PA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

HAZARD & SIEGEL ADVISORY SERVICES LLC

CRD#: 151462 / SEC#: 801-70690

RIA

Registered Investment Advisory firm - (10/26/2009 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Kansas
(6/1/2020)

Ohio
(2/3/2020)

Pennsylvania
(2/3/2020)

IAR

Pennsylvania
(2/11/2020)

West Virginia
(2/19/2020)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

Series 63

Date: 7/3/2003

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 6

Date: 7/28/2003

Investment Company Products/Variable Contracts Representative Examination

SRO Registrations

FINRA

Current Firm

HAZARD & SIEGEL ADVISORY SERVICES LLC

CRD#: 151462 / SEC#: 801-70690

RIA

Registered Investment Advisory firm - (10/26/2009 Approved)

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Contact information

Main Address

5793 Widewaters Parkway, Dewitt, NY 13214

Mailing Address

P.o. Box 157, Dewitt, NY 13214-0157

Phone number

(315) 414-0722

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (13 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV PART 2A BROCHURE (4/1/2025)

Regulatory assets under management

Total Number of Accounts	294
AUM (Assets Under Management)	$ 378,476,990

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Michael P. Pfeuffer

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Michael Paul Pfeuffer's CRS (Customer Relationship Summary).

Certified licenses

Experience

HAZARD & SIEGEL, INC.

LPL FINANCIAL LLC

LPL FINANCIAL LLC

MSI FINANCIAL SERVICES, INC.

METROPOLITAN LIFE INSURANCE COMPANY

MSI FINANCIAL SERVICES, INC.

Primary Firm SEC Registration

HAZARD & SIEGEL ADVISORY SERVICES LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 7/3/2003

SIE

Date: 10/1/2018

Series 6

Date: 7/28/2003

FINRA

Current Firm

HAZARD & SIEGEL ADVISORY SERVICES LLC

Contact information

SEC notice filing (13 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

HAZARD & SIEGEL ADVISORY SERVICES LLC

TRUST BUT VERIFY

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