Jeff R. Maas

OSAIC WEALTH

Folsom, CA 95630

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CRD#: 4673196

Professional summary

Jeff R Maas, CFP®, who also goes by Jeffrey Robert Maas, is a registered financial advisor currently at OSAIC WEALTH, INC. located in Folsom, California.

Jeff is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2004. Jeff has worked at 3 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

What are your service offerings?

Divorce Planning

Retirement Planning

Comprehensive Financial Planni...

Long-term Care

Inheritance

Insurance Planning

Social Security Planning

Tax Planning

Socially Responsible Investing

Business Succession Planning

Estate Planning

Retirement Income Management

Employee and Employer Plan Ben...

Investment Planning

What is your minimum asset requirement?

Are you a "fiduciary"?

Yes

Aliases

Jeffrey Robert Maas

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) JEFF MAAS 8880 CAL CENTER DRIVE, SUITE 220 SACRAMENTO, CA 95826 CATEGORY: INSURANCE INVESTMENT RELATED: YES TITLE: AGENT DUTIES: OFFERING ACCIDENT AND HEALTH INSURANCE, LONG-TERM CARE INSURANCE, DISABILITY INSURANCE, FIXED ANNUITIES, INDEXED ANNUITIES, TRADITIONAL LIFE INSURANCE. START DATE: 07/01/10 HOURS PER MONTH: 5 HOURS PER MONTH DURING TRADING HOURS: 5. 2) JEFF R. MASS 15359 CLEMENTIA CIRCLE RANCHO MURIETA, CA 95683 CATEGORY: CONSULTING INVESTMENT RELATED: NO TITLE: PARTNER DUTIES: CONSULTING THROUGH MATSKO CONSULTING GROUP (MCG) LLC START DATE: 01/01/2010 HOURS PER MONTH: 40 HOURS PER MONTH DURING TRADING HOURS: 5 3) JEFF MAAS 3440 EASTERN AVE. SACRAMENTO, CA 95821 CATEGORY: REAL ESTATE RENTAL INVESTMENT RELATED: YES TITLE: CO-OWNER DUTIES: MAINTAINS RENTAL PROPERTY START DATE: 9/2011 HOURS PER MONTH: 1 HOURS PER MONTH DURING TRADING HOURS: 0 4) JEFFREY R. MAAS 8880 CAL CENTER DR., STE. 220 SACRAMENTO, CA 95826 CATEGORY: MEDIA INVESTMENT RELATED: NO TITLE: AUTHOR DUTIES: CO-AUTHORED A BOOK "MASTERING YOUR FINANCIAL SUCCESS" START DATE: 10/01/2019 HOURS PER MONTH: 1 HOURS PER MONTH DURING TRADING HOURS: 0 5) RETIREMENT SECURITY CENTERS LLC 8880 CAL CENTER DR. STE. 220 SACRAMENTO, CA 95826 CATEGORY: LEGAL ENTITY/INSURANCE INVESTMENT RELATED: YES TITLE: OWNER DUTIES: LEGAL ENTITY THROUGH WHICH PRACTICE OPERATES AND FIXED INSURANCE PRODUCTS ARE OFFERED AND SERVICED, INCLUDING FIXED AND INDEXED ANNUITIES, DISABILITY, LONG-TERM CARE, AND TRADITIONAL LIFE INSURANCE START DATE: 10/01/2019 HOURS PER MONTH: 4 HOURS PER MONTH DURING TRADING HOURS: 4 6) MOMENTUM VALUE PARTNERS, LLC 3000 EXECUTIVE PARKWAY, STE. 400, SAN RAMON, CA 94583 CATEGORY: LEGAL ENTITY/INSURANCE INVESTMENT RELATED: YES TITLE: OWNER/AGENT DUTIES: LEGAL ENTITY THROUGH WHICH PRACTICE WILL BE RUN AS WELL AS FIXED INSURANCE PRODUCTS OFFERED AND SERVICED. PRODUCTS INCLUDE FIXED AND INDEXED ANNUITIES, DISABILITY, LONG-TERM CARE, AND TRADITIONAL LIFE INSURANCE. START DATE: 1/1/2025 HOURS PER MONTH: 10 HOURS PER MONTH DURING TRADING HOURS: 10

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jeff R Maas's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

CRS (Client Relationship Summary) - BD

Click below to view Jeff R Maas's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2009

Experience

Current

January 24, 2025 - Present

OSAIC WEALTH, INC.

Office #1: 101 Parkshore Drive Suite 135, Folsom, CA 95630Office #2: 8880 Cal Center Drive Suite 220, Sacramento, CA 95826-3229

RIA

CRD#: 23131

Folsom, CA

Current

January 24, 2025 - Present

OSAIC WEALTH, INC.

Office #1: 101 Parkshore Drive Suite 135, Folsom, CA 95630Office #2: 8880 Cal Center Drive Suite 220, Sacramento, CA 95826-3229

RIA

CRD#: 23131

Folsom, CA

Past

November 4, 2004 - January 24, 2025

OSAIC FA, INC.

RIA

CRD#: 3978

SACRAMENTO, CA

Past

June 11, 2004 - March 27, 2006

THE LINCOLN NATIONAL LIFE INSURANCE COMPANY

CRD#: 2580

FORT WAYNE, IN

Past

June 11, 2004 - January 24, 2025

OSAIC FA, INC.

CRD#: 3978

SACRAMENTO, CA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

OSAIC WEALTH, INC.

CRD#: 23131 / SEC#: 801-54859, 8-40218

RIA

Registered Investment Advisory firm - SEC (9/10/1997 Approved)

Broker-Dealer Firm Regulated by FINRA (Denver district office)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Alabama
(1/24/2025)

Alaska
(1/24/2025)

Arizona
(1/24/2025)

California
(1/24/2025)

IAR

California
(1/24/2025)

Colorado
(1/24/2025)

Florida
(1/24/2025)

Georgia
(1/24/2025)

Hawaii
(1/24/2025)

Idaho
(1/24/2025)

Illinois
(1/24/2025)

Iowa
(1/24/2025)

Maryland
(1/24/2025)

Massachusetts
(1/24/2025)

Michigan
(1/24/2025)

Minnesota
(1/24/2025)

Missouri
(1/24/2025)

Nebraska
(1/24/2025)

Nevada
(1/24/2025)

New Jersey
(1/24/2025)

New York
(1/24/2025)

North Carolina
(1/24/2025)

Oklahoma
(1/24/2025)

Oregon
(1/24/2025)

Pennsylvania
(1/24/2025)

South Carolina
(1/24/2025)

Tennessee
(1/24/2025)

Texas
(1/24/2025)

IAR

Texas
(1/24/2025)

Utah
(1/24/2025)

Virginia
(1/24/2025)

Washington
(1/24/2025)

Wisconsin
(1/24/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 10/21/2004

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 6/10/2004

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

OSAIC WEALTH, INC.

CRD#: 23131 / SEC#: 801-54859, 8-40218

RIA

Registered Investment Advisory firm - SEC (9/10/1997 Approved)

Broker-Dealer Firm Regulated by FINRA (Denver district office)

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Contact information

Main Address

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255

Mailing Address

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255

Phone number

(800) 821-5100

Established

Delaware since 08/05/1988

Firm type

Corporation

Fiscal year end

December

Firm Size

Large

# of Employees

8,717

SEC notice filing (53 States and Territories)

FINRA licenses (53 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Customer Relationship Summary (CRS / FINRA)

Latest Form ADV

Part 2 Brochures

OSAIC WEALTH, INC ADV PART 2A (10/20/2025)

SIGNATOR MANAGED ACCOUNT PLATFORM (3/31/2025)

Direct owners and executive officers

Name	Position	CRD#
OSAIC, INC.	SHAREHOLDER
CORNICK, GREGORY ALLEN	CEO, PRESIDENT, DIRECTOR	3132991
FORD, ERINN JUNE	DIRECTOR	2176816
MIHAL, SHAWN MICHAEL	SVP, CHIEF COMPLIANCE OFFICER	3262384
MITCHELL, CHRISTOPHER MILLS	CORPORATE TREASURER, FINANCIAL PRINCIPAL	2420144
PRICE, JAMES DALE	CHAIRMAN	1243224
SCHLUETER, MATTHEW ADAM	EVP, OPERATIONS AND TECHNOLOGY SOLUTIONS, DIRECTOR	2627931

Regulatory assets under management

Total Number of Accounts	797,559
AUM (Assets Under Management)	$ 200,266,275,275

Disclosures

Regulatory Event	50
Arbitration	31
Bond	7

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
11/14/2025	Cover Page	Report
12/18/2024	Cover Page	Report
01/26/2024	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

(xxx) xxx-xxxx

xxxxx@xxxx.xxx

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Advisor Monitoring

Firm Stability Insights

Jeff R. Maas

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jeff R Maas's CRS (Customer Relationship Summary).

CRS (Client Relationship Summary) - BD

Click below to view Jeff R Maas's CRS (Customer Relationship Summary).

Certified licenses

Experience

OSAIC WEALTH, INC.

OSAIC FA, INC.

THE LINCOLN NATIONAL LIFE INSURANCE COMPANY

OSAIC FA, INC.

Primary Firm SEC Registration

OSAIC WEALTH, INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 10/21/2004

SIE

Date: 10/1/2018

Series 7

Date: 6/10/2004

FINRA

Current Firm

OSAIC WEALTH, INC.

Contact information

SEC notice filing (53 States and Territories)

FINRA licenses (53 States and Territories)

Documents

Part 2 Brochures

Direct owners and executive officers

Regulatory assets under management

Disclosures

Accountant surprise examination report

Red Flags

Company Information

OSAIC WEALTH, INC.

TRUST BUT VERIFY

Contact information

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