Henry Bones
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Henry Bones II, who also goes by Henry Bones, was a registered financial professional .
Henry is a previously registered financial professional and started their career in finance in 2003. Henry had worked at 9 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 9, 2019 - March 21, 2023
SW FINANCIAL
November 4, 2016 - December 10, 2019
WORDEN CAPITAL MANAGEMENT LLC
August 23, 2013 - November 9, 2016
LEGEND SECURITIES, INC.
June 19, 2012 - September 4, 2013
JOSEPH GUNNAR & CO. LLC
November 8, 2010 - June 22, 2012
BROOKSTONE SECURITIES, INC.
October 22, 2009 - October 12, 2010
BROOKSTONE SECURITIES, INC.
September 23, 2009 - October 29, 2009
J.P. TURNER & COMPANY, L.L.C.
November 30, 2007 - October 21, 2008
E*TRADE SECURITIES LLC
August 1, 2006 - June 6, 2007
J.P. TURNER & COMPANY, L.L.C.
June 2, 2004 - August 2, 2006
GUNNALLEN FINANCIAL, INC
July 2, 2003 - June 24, 2004
JOSEPH STEVENS & CO., INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
SW FINANCIAL
CRD#: 145012 / SEC#: , 8-67688
Contact information
FINRA licenses (1 States and Territories)
Documents
Disclosures
| Regulatory Event | 7 |
| Arbitration | 7 |
Red Flags
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