Nicholas D. Jayson
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Nicholas Daniel Jayson was a registered financial professional .
Nicholas is a previously registered financial professional and started their career in finance in 2006. Nicholas had worked at 5 firms and has passed the Series 63, SIE, Series 55, Series 7 and Series 25 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 8, 2013 - October 9, 2014
BRAVER STERN SECURITIES LLC
December 18, 2008 - March 14, 2013
GENESIS GLOBAL TRADING, INC
January 16, 2008 - March 14, 2008
AUGMENT SECURITIES INC.
June 26, 2007 - September 10, 2007
VDM TRADING, LLC
August 28, 2006 - May 18, 2007
VAN DER MOOLEN SPECIALISTS USA, LLC
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 55
Date: 7/20/2007
Limited Representative-Equity Trader ExamSeries 25
Date: 12/18/2006
NYSE Trading Assistant ExaminationCurrent Firm
BRAVER STERN SECURITIES LLC
CRD#: 29108 / SEC#: 801-79168, 8-43611
Contact information
Disclosures
| Regulatory Event | 1 |
| Arbitration | 1 |
Red Flags
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