Christopher T. Dupee

PEARSON FINANCIAL SERVICES

Dennis, MA 02638

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CRD#: 4672762

Professional summary

Christopher Thomas Dupee is a registered financial advisor currently at PEARSON FINANCIAL SERVICES located in Dennis, Massachusetts.

Christopher is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2003. Christopher has worked at 5 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. SANDERS WALSH & EATON, CPA; NOT INVESTMENT RELATED; LOCATED AT 618 RT. 6A (MAIN STREET), P.O. BOX 1510, SOUTH DENNIS, MA 02660; START DATE 6/1/2008; PROVIDING ACCOUNTING, TAX REVIEW, AND COMPILED FINANCIAL STATEMENT SERVICES. POSITION-CPA. 120 HOURS/MONTH; 6-8 DURING TRADING HOURS.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Christopher Thomas Dupee's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

March 3, 2009 - Present

PEARSON FINANCIAL SERVICES

Office #1: 586 Main St, Dennis, MA 02638Office #2: 871 Venetia Bay Blvd., Suite 300a, Venice, FL 34285

RIA

CRD#: 130143

Dennis, MA

Past

February 27, 2009 - December 22, 2022

PURSHE KAPLAN STERLING INVESTMENTS

CRD#: 35747

DENNIS, MA

Past

March 21, 2006 - December 3, 2009

AFFILIATED ADVISORS, INC.

RIA

CRD#: 131295

W. CHATHAM, MA

Past

September 9, 2004 - February 24, 2009

OSAIC WEALTH, INC.

RIA

CRD#: 23131

ORLEANS, MA

Past

July 20, 2004 - February 24, 2009

OSAIC WEALTH, INC.

CRD#: 23131

ORLEANS, MA

Past

July 3, 2003 - July 22, 2004

INVESTMENT ADVISORS & CONSULTANTS, INC.

CRD#: 7996

WEST LONG BRANCH, NJ

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Florida
(11/10/2009)

IAR

Massachusetts
(3/3/2009)

IAR

New York
(8/28/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 8/14/2003

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 7/1/2003

General Securities Representative Examination

Current Firm

PEARSON FINANCIAL SERVICES

PEARSON AND ASSOCIATES, LLC | PEARSON, SETH MICHAEL | PEARSON FINANCIAL SERVICES

CRD#: 130143 / SEC#:

Colorado

Registered Investment Advisory firm - (8/9/2018 Approved)

Connecticut

Registered Investment Advisory firm - (3/19/2018 Approved)

Florida

Registered Investment Advisory firm - (12/4/2006 Approved)

Maine

Registered Investment Advisory firm - (10/23/2007 Approved)

Maryland

Registered Investment Advisory firm - (7/31/2024 Approved)

Massachusetts

Registered Investment Advisory firm - (11/23/1996 Approved)

New Hampshire

Registered Investment Advisory firm - (10/11/2007 Approved)

New Jersey

Registered Investment Advisory firm - (9/22/2017 Approved)

New York

Registered Investment Advisory firm - (3/30/2018 Approved)

Pennsylvania

Registered Investment Advisory firm - (8/12/2024 Approved)

Rhode Island

Registered Investment Advisory firm - (8/29/2007 Approved)

Texas

Registered Investment Advisory firm - (7/14/2017 Conditional Restricted)

Vermont

Registered Investment Advisory firm - (9/18/2007 Approved)

Virginia

Registered Investment Advisory firm - (10/19/2023 Approved)

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Contact information

Main Address

586 Main St, Dennis, MA 02638

Mailing Address

P.o. Box 2041, Dennis, MA 02638

Phone number

(508) 385-7925

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Christopher T. Dupee

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Christopher Thomas Dupee's CRS (Customer Relationship Summary).

Certified licenses

Experience

PEARSON FINANCIAL SERVICES

PURSHE KAPLAN STERLING INVESTMENTS

AFFILIATED ADVISORS, INC.

OSAIC WEALTH, INC.

OSAIC WEALTH, INC.

INVESTMENT ADVISORS & CONSULTANTS, INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 8/14/2003

SIE

Date: 10/1/2018

Series 7

Date: 7/1/2003

Current Firm

PEARSON FINANCIAL SERVICES

Contact information

Documents

Red Flags

Company Information

PEARSON FINANCIAL SERVICES

TRUST BUT VERIFY

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