Colin J. Healy

PATHWAY PARTNERS WEALTH ADVISORS

Amherst, NY 14226

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CRD#: 4672687

Professional summary

Colin Jeremiah Healy, CIMA®, who also goes by Colin Healy, is a registered financial advisor currently at PATHWAY PARTNERS WEALTH ADVISORS, LLC located in Amherst, New York.

Colin is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2003. Colin has worked at 5 firms and has passed the Series 66, SIE, Series 31 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Colin Healy

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Colin Jeremiah Healy's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CIMA^®

Certified Investment Management Analyst

Experience

Current

October 24, 2022 - Present

PATHWAY PARTNERS WEALTH ADVISORS, LLC

Office #1: 100 Corporate Parkway Suite 136, Amherst, NY 14226

RIA

CRD#: 323507

Amherst, NY

Past

November 28, 2008 - June 15, 2021

HIGHTOWER ADVISORS, LLC

RIA

CRD#: 145323

CHICAGO, IL

Past

November 28, 2008 - June 15, 2021

HIGHTOWER SECURITIES, LLC

CRD#: 116681

Belvedere, CA

Past

April 2, 2007 - December 2, 2008

MORGAN STANLEY & CO. LLC

RIA

CRD#: 8209

WILLIAMSVILLE, NY

Past

April 2, 2007 - December 2, 2008

MORGAN STANLEY & CO. LLC

CRD#: 8209

WILLIAMSVILLE, NY

Past

September 18, 2003 - April 2, 2007

MORGAN STANLEY DW INC.

RIA

CRD#: 7556

SAN FRANCISCO, CA

Past

August 6, 2003 - April 2, 2007

MORGAN STANLEY DW INC.

CRD#: 7556

SAN FRANCISCO, CA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

PATHWAY PARTNERS WEALTH ADVISORS, LLC

PATHWAY PARTNERS FOUNDATIONS | WATCHTOWER FINANCIAL GROUP | PATHWAY PARTNERS WEALTH ADVISORS, LLC

CRD#: 323507 / SEC#: 801-130336

RIA

Registered Investment Advisory firm - (5/21/2024 Approved)

New York

Registered Investment Advisory firm - (5/23/2024 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

New York
(10/24/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 8/22/2003

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 31

Date: 8/27/2003

Futures Managed Funds Examination

General Industry/Product Exam

Series 7

Date: 8/5/2003

General Securities Representative Examination

Current Firm

PATHWAY PARTNERS WEALTH ADVISORS, LLC

PATHWAY PARTNERS FOUNDATIONS | WATCHTOWER FINANCIAL GROUP | PATHWAY PARTNERS WEALTH ADVISORS, LLC

CRD#: 323507 / SEC#: 801-130336

RIA

Registered Investment Advisory firm - (5/21/2024 Approved)

New York

Registered Investment Advisory firm - (5/23/2024 Terminated)

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Contact information

Main Address

100 Corporate Parkway Suite 136, Amherst, NY 14226

Mailing Address

Phone number

(716) 929-6010

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (1 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

PATHWAY PARTNERS WEALTH ADVISORS, LLC ADV 2A BROCHURE (1/27/2026)

Regulatory assets under management

Total Number of Accounts	635
AUM (Assets Under Management)	$ 78,946,149

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Colin J. Healy

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Colin Jeremiah Healy's CRS (Customer Relationship Summary).

Certified licenses

Experience

PATHWAY PARTNERS WEALTH ADVISORS, LLC

HIGHTOWER ADVISORS, LLC

HIGHTOWER SECURITIES, LLC

MORGAN STANLEY & CO. LLC

MORGAN STANLEY & CO. LLC

MORGAN STANLEY DW INC.

MORGAN STANLEY DW INC.

Primary Firm SEC Registration

PATHWAY PARTNERS WEALTH ADVISORS, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 8/22/2003

SIE

Date: 10/1/2018

Series 31

Date: 8/27/2003

Series 7

Date: 8/5/2003

Current Firm

PATHWAY PARTNERS WEALTH ADVISORS, LLC

Contact information

SEC notice filing (1 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

PATHWAY PARTNERS WEALTH ADVISORS, LLC

TRUST BUT VERIFY

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