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Colin J. Healy
PATHWAY PARTNERS WEALTH ADVISORS
Amherst, NY 14226
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CRD#: 4672687
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Professional summary
Colin Jeremiah Healy, CIMA®, who also goes by Colin Healy, is a registered financial advisor currently at PATHWAY PARTNERS WEALTH ADVISORS, LLC located in Amherst, New York.
Colin is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2003. Colin has worked at 5 firms and has passed the Series 66, SIE, Series 31 and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Colin Healy
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The TashaStrong Foundation, Inc.; President; Investment related: No; PO Box 2201 Buffalo NY 14221 US; Charitable organization raising money and awareness for cancer research; Duties: Organizing and running events to raise funds for cancer research. Helping to decide allocation of funds raised ; 2021-11-01; Hours per month devoted to business during trading hours: 0; Hours per month devoted to business outside trading hours: 15; Percentage of total yearly compensation expected to be derived from the business: 0; The Advisor Network; Owner; Non Investment Related; 100 Corporate Pkwy. Suite 136 Amherst New York 14226; Description: The Advisor Network is a web-based platform for financial professionals to learn, connect, and collaborate with peers. It is a portal that aggregates industry news, encourages the sharing of best practices amongst advisors, and provides training to industry professionals.; Responsibilities: Founder and oversees all activity; Start date: 2024-10-09; Hours per month devoted to business during trading hours: 5; Hours per month devoted to business outside trading hours: 10; Percentage of total yearly compensation expected to be derived from the business: 5; Website address for the organization: www.theadvisornetwork.org. Name of outside business: Forma Cashmere, LLC; Is the business investment related: Yes; Location of the business: 166 Geary St., Suite 1500 #1577 San Francisco CA 94108 US; Description of the business: Cashmere is a venture capital fund that allows retail investors access to to the asset class; Position Title: Passive investor; Responsibilities Duties: Colin Healy is a passive investor in Forma Cashmere, LLC, an RIA that allows investors to access venture capital investments. Clients of our firm will not have the opportunity to invest in the funds; Start date with business: 2025-06-01; Hours per month devoted to business during trading hours: 0; Hours per month devoted to business outside trading hours: 0;
CRS (Client Relationship Summary) - RIA
Click below to view Colin Jeremiah Healy's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
Experience
Current
October 24, 2022 - Present
PATHWAY PARTNERS WEALTH ADVISORS, LLC
Office #1: 100 Corporate Parkway Suite 136, Amherst, NY 14226RIA
CRD#: 323507
Amherst, NY
Past
November 28, 2008 - June 15, 2021
HIGHTOWER ADVISORS, LLC
RIA
CRD#: 145323
CHICAGO, IL
Past
November 28, 2008 - June 15, 2021
HIGHTOWER SECURITIES, LLC
BD
CRD#: 116681
Belvedere, CA
Past
April 2, 2007 - December 2, 2008
MORGAN STANLEY & CO. LLC
RIA
CRD#: 8209
WILLIAMSVILLE, NY
Past
April 2, 2007 - December 2, 2008
MORGAN STANLEY & CO. LLC
BD
CRD#: 8209
WILLIAMSVILLE, NY
Past
September 18, 2003 - April 2, 2007
MORGAN STANLEY DW INC.
RIA
CRD#: 7556
SAN FRANCISCO, CA
Past
August 6, 2003 - April 2, 2007
MORGAN STANLEY DW INC.
BD
CRD#: 7556
SAN FRANCISCO, CA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
PP
PATHWAY PARTNERS WEALTH ADVISORS, LLC
PATHWAY PARTNERS WEALTH ADVISORS, LLC | WATCHTOWER FINANCIAL GROUP
CRD#: 323507 / SEC#: 801-130336
RIA
Registered Investment Advisory firm - (5/21/2024 Approved)New York
Registered Investment Advisory firm - (5/23/2024 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
New York(10/24/2022)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
PP
PATHWAY PARTNERS WEALTH ADVISORS, LLC
PATHWAY PARTNERS WEALTH ADVISORS, LLC | WATCHTOWER FINANCIAL GROUP
CRD#: 323507 / SEC#: 801-130336
RIA
Registered Investment Advisory firm - (5/21/2024 Approved)New York
Registered Investment Advisory firm - (5/23/2024 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
100 Corporate Parkway Suite 136, Amherst, NY 14226
Mailing Address
Phone number
(716) 929-6010
Established
Firm type
Fiscal year end
# of Employees
8
SEC notice filing (1 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 409 |
| AUM (Assets Under Management) | $ 58,027,060 |
Red Flags
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Company Information
PATHWAY PARTNERS WEALTH ADVISORS, LLC
CRD#: 323507Amherst, NY 14226TRUST BUT VERIFY
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