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Evan D. Newton

JOHN HANCOCK INVESTMENT MANAGEMENT DISTRIBUTORS
Chicago, IL 60606
Some features on this profile are disabled
CRD#: 4672643
EN

Professional summary

Evan Daniel Newton, who also goes by Evan Newton, is a registered financial professional currently at JOHN HANCOCK INVESTMENT MANAGEMENT DISTRIBUTORS LLC located in Chicago, Illinois.

Evan is registered as a RR (Registered Representative) and started their career in finance in 2014. Evan has worked at 3 firms and has passed the Series 63, SIE, Series 50 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?
No

Aliases

Evan Newton

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Evan Daniel Newton's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

January 14, 2026 - Present

JOHN HANCOCK INVESTMENT MANAGEMENT DISTRIBUTORS LLC

Office #1: 10 South Wacker Dr Ste 1350, Chicago, IL 60606
BD
CRD#: 28262
Chicago, IL
Past

November 23, 2020 - December 15, 2025

FORESIDE FUND SERVICES, LLC

BD
CRD#: 46106
Carmel, IN
Past

January 12, 2018 - July 16, 2020

FRONTEGRA STRATEGIES, LLC

BD
CRD#: 137529
NORTHBROOK, IL
Past

August 18, 2014 - October 16, 2017

FORESIDE FUND SERVICES, LLC

BD
CRD#: 46106
Evanston, IL

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Illinois
(1/14/2026)
RR
Massachusetts
(1/14/2026)

Exams

State Security Law Exam
RR
Series 63
Date: 9/5/2014
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 50
Date: 2/5/2018
Municipal Advisor Representative Qualification Exam
General Industry/Product Exam
RR
Series 7
Date: 8/18/2014
General Securities Representative Examination
SRO Registrations
RR
FINRA

Current Firm

JH
JOHN HANCOCK INVESTMENT MANAGEMENT DISTRIBUTORS LLC
JOHN HANCOCK BROKER DISTRIBUTION SERVICES, INC. | JOHN HANCOCK INVESTMENT MANAGEMENT DISTRIBUTORS LLC | JOHN HANCOCK FUNDS, LLC | JOHN HANCOCK FUNDS, INC.

CRD#: 28262 / SEC#: , 8-43582

BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)
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Contact information

Main Address
200 Berkeley Street, Boston, MA 02116
Mailing Address
200 Berkeley Street, Boston, MA 02116
Phone number
(617) 663-3000
Established
Delaware since 02/01/2002
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Medium
# of Employees

FINRA licenses (53 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
JOHN HANCOCK INVESTMENT MANAGEMENT LLCPARENT
BOGLE, JAMES WILLIAMPRINCIPAL FINANCIAL OFFICER AND FINANCIAL AND OPERATIONS PRINCIPAL7344902
DUCKWORTH, JEFFREY OWENPRESIDENT AND CHIEF EXECUTIVE OFFICER2429017
FEINBERG, KRISTIE MARIECHAIRMAN3162040
HARTIGAN, ROBERT JOSEPHCHIEF COMPLIANCE OFFICER2931786
MCFETRIDGE, ANDREW JOHNDIRECTOR2516238
WALTERS, GINA GOLDYCHDIRECTOR5095838

Disclosures

Regulatory Event2

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

JOHN HANCOCK INVESTMENT MANAGEMENT DISTRIBUTORS LLC

CRD#: 28262Chicago, IL 60606

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