Christopher J. Day

DOLIVER ADVISORS, L.P.

Houston, TX 77057

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CRD#: 4672469

Professional summary

Christopher J Day, who also goes by Christopher Jueh Day, is a registered financial advisor currently at DOLIVER ADVISORS, L.P. located in Houston, Texas and DAYS GLOBAL ADVISORS located in Houston, Texas.

Christopher is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2003. Christopher has worked at 3 firms and has passed the Series 65 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Christopher Jueh Day

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Days Global Advisors; investment related; 6363 Woodway Dr, Suite 763, Houston, Texas 77057; registered investment advisory firm; have served as Managing Member since June 2019, and Chief Compliance Officer since December 2022; devote approximately 80% of workweek to the business; serve as non-discretionary sub-adviser to an ETF. Doliver Advisors; investment related; 6363 Woodway Dr, Suite 763, Houston, Texas 77057; registered investment advisory firm; serve as Investment Adviser Representative since 7-20-2018; devote approximately 20% of workweek to the business; sub-advise a global hedged strategy for the firm.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Christopher J Day's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

July 20, 2018 - Present

DOLIVER ADVISORS, L.P.

Office #1: 6363 Woodway Suite 763, Houston, TX 77057

RIA

CRD#: 106247

Houston, TX

Current

January 19, 2023 - Present

DAYS GLOBAL ADVISORS

Office #1: 6363 Woodway, Suite 763, Houston, TX 77057

RIA

CRD#: 324497

Houston, TX

Past

July 25, 2003 - September 15, 2003

ELECTRONIC TRADING GROUP, LLC

CRD#: 37453

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

DOLIVER ADVISORS, L.P.

CRD#: 106247 / SEC#: 801-44471

RIA

Registered Investment Advisory firm - (8/11/1993 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Texas
(7/20/2018)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 7/6/2018

Uniform Investment Adviser Law Examination

General Industry/Product Exam

Series 7

Date: 7/24/2003

General Securities Representative Examination

Current Firm

DOLIVER ADVISORS, L.P.

CRD#: 106247 / SEC#: 801-44471

RIA

Registered Investment Advisory firm - (8/11/1993 Approved)

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Contact information

Main Address

6363 Woodway Suite 763, Houston, TX 77057

Mailing Address

Phone number

(713) 917-0022

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (18 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

YE2024 DOLIVER ADVISORS FORM ADV PART 2A (3/6/2025)

Regulatory assets under management

Total Number of Accounts	545
AUM (Assets Under Management)	$ 599,460,734

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Christopher J. Day

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Christopher J Day's CRS (Customer Relationship Summary).

Certified licenses

Experience

DOLIVER ADVISORS, L.P.

DAYS GLOBAL ADVISORS

ELECTRONIC TRADING GROUP, LLC

Primary Firm SEC Registration

DOLIVER ADVISORS, L.P.

State Registrations and Notice Filings

Exams

Series 65

Date: 7/6/2018

Series 7

Date: 7/24/2003

Current Firm

DOLIVER ADVISORS, L.P.

Contact information

SEC notice filing (18 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

DOLIVER ADVISORS, L.P.

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