Dixie L. Klaibert

BEACON HILL WEALTH MANAGEMENT LTD

Victoria, Bc, V8V 3K9

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CRD#: 4672459

Professional summary

Dixie Lee Klaibert, who also goes by Dixie Klaibert, is a registered financial advisor currently at BEACON HILL WEALTH MANAGEMENT LTD .

Dixie is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2003. Dixie has worked at 4 firms and has passed the Series 63 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Dixie Klaibert

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Dixie Lee Klaibert's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

April 9, 2024 - Present

BEACON HILL WEALTH MANAGEMENT LTD

Office #1: 1133 Fort Street, Victoria, Bc, V8V 3K9

RIA

CRD#: 325860

Victoria, Bc,

Past

April 17, 2014 - April 8, 2024

RAYMOND JAMES (USA) LTD.

RIA

CRD#: 25853

Victoria, British Columbia,

Past

November 1, 2010 - July 11, 2011

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

NEW YORK, NY

Past

January 26, 2009 - November 1, 2010

BANC OF AMERICA SECURITIES LLC

CRD#: 26091

NEW YORK, NY

Past

September 9, 2003 - January 26, 2009

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

BEACON HILL WEALTH MANAGEMENT LTD

BEACON HILL WEALTH MANAGEMENT | BEACON HILL WEALTH MANAGEMENT LTD

CRD#: 325860 / SEC#: 801-129439

RIA

Registered Investment Advisory firm - (1/26/2024 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Texas
(4/9/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 9/15/2003

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 9/8/2003

General Securities Representative Examination

Current Firm

BEACON HILL WEALTH MANAGEMENT LTD

BEACON HILL WEALTH MANAGEMENT | BEACON HILL WEALTH MANAGEMENT LTD

CRD#: 325860 / SEC#: 801-129439

RIA

Registered Investment Advisory firm - (1/26/2024 Approved)

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Contact information

Main Address

1133 Fort Street, Victoria, Bc, V8V 3K9

Mailing Address

Phone number

(778) 433-1314

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (1 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

BHWM ADV BROCHURE (3/18/2025)

BHWM WRAP BROCHURE (3/18/2025)

Regulatory assets under management

Total Number of Accounts	233
AUM (Assets Under Management)	$ 105,698,660

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Dixie L. Klaibert

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Dixie Lee Klaibert's CRS (Customer Relationship Summary).

Certified licenses

Experience

BEACON HILL WEALTH MANAGEMENT LTD

RAYMOND JAMES (USA) LTD.

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

BANC OF AMERICA SECURITIES LLC

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Primary Firm SEC Registration

BEACON HILL WEALTH MANAGEMENT LTD

State Registrations and Notice Filings

Exams

Series 63

Date: 9/15/2003

Series 7

Date: 9/8/2003

Current Firm

BEACON HILL WEALTH MANAGEMENT LTD

Contact information

SEC notice filing (1 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

BEACON HILL WEALTH MANAGEMENT LTD

TRUST BUT VERIFY

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