DK
Dixie L. Klaibert
BEACON HILL WEALTH MANAGEMENT LTD
Victoria, Bc, V8V 3K9
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CRD#: 4672459
DK
Professional summary
Dixie Lee Klaibert, who also goes by Dixie Klaibert, is a registered financial advisor currently at BEACON HILL WEALTH MANAGEMENT LTD .
Dixie is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2003. Dixie has worked at 4 firms and has passed the Series 63 and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Dixie Klaibert
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
(1)RAYMOND JAMES LTD ("RJL"), A REGISTERED INVESTMENT DEALER WITH IIROC, IS THE CANADIAN AFFILIATE AND PARENT COMPANY OF RAYMOND JAMES (USA) LTD. THE BUSINESS IS INVESTMENT RELATED. DIXIE KLAIBERT IS LOCATED AT 404-620 VIEW ST. VICTORIA BC CANADA V8W 1J6 AND HAS BEEN EMPLOYED SINCE APRIL 14, 2014. SHE IS A FULL TIME AGENT AND HER TITLE WITH RJL IS "FINANCIAL ADVISOR". SHE DEVOTES 160 HOURS A MONTH TO THIS BUSINESS DURING BUSINESS AND TRADING HOURS. HER JOB DUTIES INCLUDE SALES. (2)RAYMOND JAMES FINANCIAL PLANNING LTD ("RJFP") IS THE INSURANCE AND ESTATE PLANNING DIVISION OF RAYMOND JAMES LTD. RJFP DEALS WITH INSURANCE SOLUTIONS, WEALTH MANAGEMENT, TAX AND ESTATE PLANNING AND BUSINESS CONTINUITY. DIXIE KLAIBERT IS LOCATED AT 404-620 VIEW ST. VICTORIA BC CANADA V8W 1J6 AND HAS BEEN LICENSED WITH RJFP SINCE APRIL 14, 2014. SHE IS A FULL-TIME AGENT. SHE DEVOTES 5 HOURS A MONTH TO THIS BUSINESS. HER JOB DUTIES INCLUDE LIFE INSURANCE SALES &/OR FINANCIAL PLANNING. (3)THE VICTORIA CFA SOCIETY IS THE LOCAL CHAPTER OF THE CFA INSTITUTE, WHICH FOSTERS EDUCATION AND ETHICS IN THE GLOBAL FINANCIAL MARKETS. MY POSITION IS Public Awareness. THE START DATE OF THE BUSINESS IS JANUARY 01, 2016. I DEVOTE EIGHT (EIGHT) HOURS PER MOnTH TO THIS OTHER BUSINESS NOT DURING BUSINESS AND TRADING HOURS. (4) FINVOGUE.com is investment-related and is located at 2722 Hibbens LLS, Victoria BC, Canada. Provides career advice to women in finance and my position/title is owner. The start date of the business is October 1, 2016. I devote 24 hours a month to this other business during business and not during trading hours. My duties are to create content to foster mentorship. (5) Beacon Hill Wealth Management is investment-related and is located at 501-747 Fort St., Victoria BC, Canada. Beacon Hill Wealth Management is an operating company for my advisory office and my position/title is Director. The start date of the business was April 19, 2013. I devote about 20 hours per month to this other business during business and trading hours. My duties are managing our Raymond James Ltd. business through this operating company. (6) Battery St. Holdings is investment-related and is located at 501-747 Fort St., Victoria BC Canada. Battery St. Holdings is a holding company for my operating company for my advisory office and my position/title is Owner. The start date of the business was April19, 2013. I don't devote any hours to this other business during business and trading hours. I don't have any current duties with this other business. 7)Royal Victoria YC is not investment-related and is located at 3475 Ripon Rd., Victoria BC, V8R 6H1. I am a member of this organization and the start date of the business is November 3, 2020. I devote 2 to this other business during business and trading hours. I volunteer on the membership committee reviewing new applicants. 8) UVIC Portfolio Management Foundation is not investment-related and is located at 3800 Finnerty Road, Victoria BC. UBC is a university and I am a volunteer. My duties are to mentor a student. The star date of the business was June 1, 2021. I devote less than one hour to this other business during business and trading hours. 9) UBC Portfolio Management Foundation is not investment-related and is located at 2053 Main Mall, Vancouver BC, V6T 1Z2. UBC is a university and I am a volunteer. My duties are to mentor a student. The star date of the business was June 1, 2021. I devote less than one hour to this other business during business and trading hours.
CRS (Client Relationship Summary) - RIA
Click below to view Dixie Lee Klaibert's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
April 9, 2024 - Present
BEACON HILL WEALTH MANAGEMENT LTD
Office #1: 1133 Fort Street, Victoria, Bc, V8V 3K9RIA
CRD#: 325860
Victoria, Bc,
Past
April 17, 2014 - April 8, 2024
RAYMOND JAMES (USA) LTD.
RIA
CRD#: 25853
Victoria, British Columbia,
Past
November 1, 2010 - July 11, 2011
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
BD
CRD#: 7691
NEW YORK, NY
Past
January 26, 2009 - November 1, 2010
BANC OF AMERICA SECURITIES LLC
BD
CRD#: 26091
NEW YORK, NY
Past
September 9, 2003 - January 26, 2009
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
BD
CRD#: 7691
NEW YORK, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
BH
BEACON HILL WEALTH MANAGEMENT LTD
BEACON HILL WEALTH MANAGEMENT | BEACON HILL WEALTH MANAGEMENT LTD
CRD#: 325860 / SEC#: 801-129439
RIA
Registered Investment Advisory firm - (1/26/2024 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Texas(4/9/2024)
Exams
State Security Law Exam
General Industry/Product Exam
Current Firm
BH
BEACON HILL WEALTH MANAGEMENT LTD
BEACON HILL WEALTH MANAGEMENT | BEACON HILL WEALTH MANAGEMENT LTD
CRD#: 325860 / SEC#: 801-129439
RIA
Registered Investment Advisory firm - (1/26/2024 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1133 Fort Street, Victoria, Bc, V8V 3K9
Mailing Address
Phone number
(778) 433-1314
Established
Firm type
Fiscal year end
# of Employees
5
SEC notice filing (1 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 233 |
| AUM (Assets Under Management) | $ 105,698,660 |
Red Flags
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