Ian B. Dunn
Professional summary
Ian Benjamin Dunn, who also goes by Ben Dunn, I Benjamin Dunn, is a registered financial professional currently at COVINGTON ASSOCIATES, LLC located in Boston, Massachusetts.
Ian is registered as a RR (Registered Representative) and started their career in finance in 2003. Ian has worked at 1 firm and has passed the Series 63, Series 99TO, Series 79TO, SIE, Series 7, Series 14 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Ian Benjamin Dunn's CRS (Customer Relationship Summary).
Certified licenses
Experience
November 25, 2003 - Present
COVINGTON ASSOCIATES, LLC
Office #1: 99 Summer Street 2nd Floor, Boston, MA 02110Office #2: 99 Summer Street 2nd Floor, Boston, MA 02110State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(1/28/2004)
(6/10/2004)
(4/8/2009)
(2/27/2009)
(3/13/2009)
(1/20/2009)
(12/2/2003)
(1/26/2009)
(6/22/2004)
(3/10/2009)
(2/4/2004)
(1/29/2009)
(1/21/2009)
(2/11/2009)
(5/26/2004)
(2/27/2009)
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationFINRA
Current Firm
COVINGTON ASSOCIATES, LLC
CRD#: 127437 / SEC#: , 8-65997
Contact information
FINRA licenses (16 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| CIBOTTI, THOMAS MARK | PARTNER | |
| DUNN, IAN BENJAMIN | PARTNER, CHIEF COMPLIANCE OFFICER, AML SUPERVISOR, | |
| COVINGTON, CHRISTOPHER HUGH | PARTNER | |
| CROSBY-BROWN, LAURA MAY | FINOP | 1545513 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
COVINGTON ASSOCIATES, LLC
CRD#: 127437Boston, MA 02110TRUST BUT VERIFY
Monitor Ian Dunn
Get automatic monthly alerts on:
