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BC

Brian T. Callahan

RFS PARTNERS
Greenwood Village, CO 80111
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CRD#: 4672076
BC

Professional summary


Brian Thomas Callahan is a registered financial professional currently at RFS PARTNERS located in Greenwood Village, Colorado.

Brian is registered as a RR (Registered Representative) and started their career in finance in 2004. Brian has worked at 2 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


None

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary) - BD


Click below to view Brian Thomas Callahan's CRS (Customer Relationship Summary).

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

September 29, 2020 - Present

RFS PARTNERS

Office #1: 8480 Orchard Road E Suite 1200, Greenwood Village, CO 80111
BD
CRD#: 18119
Greenwood Village, CO
Past

August 9, 2004 - September 30, 2020

ICON DISTRIBUTORS, INC.

BD
CRD#: 28568
GREENWOOD VILLAGE, CO

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Alabama
(2/26/2024)
RR
Alaska
(2/26/2024)
RR
Arizona
(2/26/2024)
RR
Arkansas
(2/26/2024)
RR
California
(2/26/2024)
RR
Colorado
(9/29/2020)
RR
Connecticut
(2/26/2024)
RR
Delaware
(2/26/2024)
RR
District of Columbia
(2/26/2024)
RR
Florida
(2/26/2024)
RR
Georgia
(2/26/2024)
RR
Hawaii
(2/26/2024)
RR
Idaho
(2/21/2024)
RR
Illinois
(2/26/2024)
RR
Indiana
(2/26/2024)
RR
Iowa
(2/26/2024)
RR
Kansas
(2/26/2024)
RR
Kentucky
(2/26/2024)
RR
Louisiana
(2/26/2024)
RR
Maine
(2/26/2024)
RR
Maryland
(2/26/2024)
RR
Massachusetts
(2/26/2024)
RR
Michigan
(2/26/2024)
RR
Minnesota
(2/26/2024)
RR
Mississippi
(2/26/2024)
RR
Missouri
(2/26/2024)
RR
Montana
(2/26/2024)
RR
Nebraska
(2/26/2024)
RR
Nevada
(2/21/2024)
RR
New Hampshire
(2/26/2024)
RR
New Jersey
(2/26/2024)
RR
New Mexico
(2/26/2024)
RR
New York
(2/26/2024)
RR
North Carolina
(2/26/2024)
RR
North Dakota
(2/26/2024)
RR
Ohio
(2/26/2024)
RR
Oklahoma
(2/26/2024)
RR
Oregon
(2/21/2024)
RR
Pennsylvania
(2/26/2024)
RR
Rhode Island
(2/26/2024)
RR
South Carolina
(2/26/2024)
RR
South Dakota
(2/26/2024)
RR
Tennessee
(2/26/2024)
RR
Texas
(2/26/2024)
RR
Utah
(2/26/2024)
RR
Vermont
(2/26/2024)
RR
Virginia
(2/26/2024)
RR
Washington
(2/21/2024)
RR
West Virginia
(2/26/2024)
RR
Wisconsin
(2/26/2024)
RR
Wyoming
(2/26/2024)

Exams


State Security Law Exam
RR
Series 63
Date: 7/7/2015
Uniform Securities Agent State Law Examination
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA

Current Firm


RP
RFS PARTNERS
RFS PARTNERS

CRD#: 18119 / SEC#: , 8-36128

BD
Broker-Dealer Firm Regulated by FINRA (Denver district office)
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Contact information


Main Address
1125 17th Street Suite 2550, Denver, CO 80202-1805
Mailing Address
1125 17th Street Suite 2550, Denver, CO 80202-1805
Phone number
(415) 378-5100
Established
California since 07/31/1985
Firm type
Partnership
Fiscal year end
June
Firm Size
Small
# of Employees

FINRA licenses (52 States and Territories)


Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents


Direct owners and executive officers


NamePositionCRD#
RICHARD F. SHELTON, INC.GENERAL PARTNERS
ROGERS, STEPHEN CRAIGCEO, PRESIDENT2329685
CLARK, DENNIS PATRICKMEMBER1410280
DELLA FLORA, CARRIE WORCESTERCHIEF COMPLIANCE OFFICER4225260
MARTIN, BARRINGER HAROLDMEMBER4038450

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


RFS PARTNERS

CRD#: 18119Greenwood Village, CO 80111

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