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Robert Dixon Hayes Ii

CRD# 4672063·Registered 2004 - 2021
Previously Registered: Being a previously registered professional could mean that Robert is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Robert Dixon Hayes II, who also goes by Dixon Hayes, Robert Dixon Hayes, was a registered financial advisor. Robert was a previously registered financial professional and started their career in finance 2004 - 2021. Robert had worked at 3 firms and has passed the Series 63, Series 65, Series 66, SIE and Series 7 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Dixon Hayes, Robert Dixon Hayes

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

22 years in the financial services industry

Current & Past Employments

SIMON QUICK ADVISORS, LLC·CRD# 132330
RIA
Morristown, NJ
February 16, 2021 - April 21, 2021
J.P. MORGAN SECURITIES LLC·CRD# 79
BD
Princeton, NJ
August 7, 2017 - October 13, 2020
UBS FINANCIAL SERVICES INC.·CRD# 8174
RIA
Weehawken, NJ
October 20, 2004 - July 8, 2005
UBS FINANCIAL SERVICES INC.·CRD# 8174
BD
Weehawken, NJ
September 28, 2004 - July 8, 2005

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Current Firm

SQ
SIMON QUICK ADVISORS, LLC

MASSEY QUICK SIMON & CO., LLC | SIMON QUICK ADVISORS, LLC | SIMON QUICK | MASSEY, QUICK & CO. LLC

CRD#: 132330 / SEC#: 801-63357
RIA
Registered Investment Advisory firm - SEC (7/16/2004 Approved)

Contact Information

Main Address

360 Mt. Kemble Ave, Morristown, NJ 07960

Phone Number

(973) 525-1000

# of Employees

97

SEC notice filing (17 States and Territories)

Registered to provide investment advisory services in 17 US states and territories.

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

SIMON QUICK ADVISORS, LLC ADV PART 2A (3/18/2026)

Regulatory Assets Under Management

Total Number of Accounts

3,057

AUM (Assets Under Management)

$9,006,812,528

Accountant Surprise Examination Report

Filing DateForm ADV-E CoverForm ADV-E Report
11/13/2025Cover PageReport
10/11/2024Cover PageReport
09/26/2023Cover PageReport

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SQ
SIMON QUICK ADVISORS, LLC

MASSEY QUICK SIMON & CO., LLC | SIMON QUICK ADVISORS, LLC | SIMON QUICK | MASSEY, QUICK & CO. LLC

CRD#: 132330 / SEC#: 801-63357
RIA
Registered Investment Advisory firm - SEC (7/16/2004 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Aug 2017About the Series 63 exam

Series 65 — Uniform Investment Adviser Law Examination

Passed May 2013About the Series 65 exam

Series 66 — Uniform Combined State Law Examination

Passed Oct 2004About the Series 66 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Aug 2017About the Series 7 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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