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VS

Vanessa K. Sea

FORESIDE FINANCIAL SERVICES
Portland, ME 04101
CRD#: 4671966
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VS
Vanessa Kathryn SeaFORESIDE FINANCIAL SERVICES

Professional summary

Vanessa Kathryn Sea, who also goes by Vanessa Sea, is a registered financial professional currently at FORESIDE FINANCIAL SERVICES, LLC located in Portland, Maine.

Vanessa is registered as a RR (Registered Representative) and started their career in finance in 2007. Vanessa has worked at 6 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?
No

Aliases

Vanessa Sea

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

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CRS (Client Relationship Summary) - BD

Click below to view Vanessa Kathryn Sea's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

June 24, 2026 - Present

FORESIDE FINANCIAL SERVICES, LLC

Office #1: 190 Middle Street Suite 301, Portland, ME 04101
BD
CRD#: 148477
Portland, ME
Past

June 27, 2017 - August 9, 2022

FORESIDE FUND SERVICES, LLC

BD
CRD#: 46106
BOSTON, MA
Past

December 3, 2013 - June 1, 2016

PT ASSET MANAGEMENT, LLC

RIA
CRD#: 107619
CHICAGO, IL
Past

December 3, 2013 - June 1, 2016

PERFORMANCE TRUST CAPITAL PARTNERS, LLC

BD
CRD#: 36155
CHICAGO, IL
Past

November 4, 2011 - November 8, 2013

WILLIAM BLAIR

RIA
CRD#: 1252
CHICAGO, IL
Past

November 4, 2011 - November 8, 2013

WILLIAM BLAIR

BD
CRD#: 1252
CHICAGO, IL
Past

April 30, 2008 - October 11, 2011

NEUBERGER BERMAN BD LLC

RIA
CRD#: 2908
CHICAGO, IL
Past

August 9, 2007 - October 11, 2011

NEUBERGER BERMAN BD LLC

BD
CRD#: 2908
CHICAGO, IL

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
District of Columbia
(6/24/2026)
RR
Florida
(6/24/2026)
RR
Illinois
(6/24/2026)
RR
Kentucky
(6/24/2026)
RR
Michigan
(6/24/2026)
RR
Minnesota
(6/24/2026)
RR
Mississippi
(6/24/2026)
RR
Montana
(6/24/2026)
RR
Nebraska
(6/24/2026)
RR
New Jersey
(6/24/2026)
RR
Oklahoma
(6/24/2026)
RR
South Carolina
(6/24/2026)
RR
South Dakota
(6/24/2026)
RR
Texas
(6/24/2026)
RR
Vermont
(6/24/2026)
RR
Washington
(6/24/2026)
RR
Wisconsin
(6/24/2026)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 4/29/2008
Uniform Combined State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 8/8/2007
General Securities Representative Examination
SRO Registrations
RR
FINRA

Current Firm

FF
FORESIDE FINANCIAL SERVICES, LLC
BHIL DISTRIBUTORS, INC. | FORESIDE FINANCIAL SERVICES, LLC | BHIL DISTRIBUTORS, LLC

CRD#: 148477 / SEC#: , 8-68027

BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)
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Contact information

Main Address
190 Middle Street Suite 301, Portland, ME 04101
Mailing Address
190 Middle Street Suite 301, Portland, ME 04101
Phone number
(866) 251-6920
Established
Delaware since 07/31/2016
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Medium
# of Employees

FINRA licenses (53 States and Territories)

Documents

Direct owners and executive officers

NamePositionCRD#
FORESIDE DISTRIBUTORS, LLCDIRECTOR OWNER/SOLE MEMBER
BRUNNER, JENNIFER ANNEVICE PRESIDENT/CHIEF COMPLIANCE OFFICER1137783
COWAN, TERESA MARIA KAZMIERSKIPRESIDENT/MANAGER/DIRECTOR1544189
EDELMAN, GABRIELSECRETARY6654419
LA FOND, SUSAN LORENETREASURER4512785
LANZA, CHRISTOPHER CONTEVICE PRESIDENT2184856
MACCHIA, KATE SCHENDELVICE PRESIDENT4863973
SOMMERS, WESTONCFO/FINOP5290145

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

FORESIDE FINANCIAL SERVICES, LLC

CRD#: 148477Portland, ME 04101

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