Corey A Printup
Professional Summary
Corey A Printup was a registered financial advisor. Corey was a previously registered financial professional and started their career in finance 2016 - 2017. Corey had worked at 1 firm and has passed the SIE and Series 7 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
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Videos & Posts
This advisor has not added any videos or posts yet.
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Contact Information
No current employment
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
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Years of Experience
10 years in the financial services industry
Current & Past Employments
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Current Firm
RLJ CAPITAL MARKETS, LLC
Contact Information
Established
Delaware since 06/29/2015Firm Type
Limited Liability CompanyFiscal Year End
DecemberDocuments
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| RLJ CAPITAL MARKETS HOLDINGS, LLC | OWNER | — |
| CR FINANCIAL HOLDINGS, INC. | OWNER | — |
| BENDER, STEVEN CHRISTOPHER | GSP | 2650187 |
| BENDER, STEVEN CHRISTOPHER | RESEARCH PRINCIPAL | 2650187 |
| BENDER, STEVEN CHRISTOPHER | FINOP | 2650187 |
| ROTH, BYRON CLARENCE | BOARD OF MANAGERS MEMBER | 1768553 |
| ROTH, THEODORE DAVID | BOARD OF MANAGERS MEMBER | 4615931 |
| THOMAS, ERNITA FRAZIER | EXECUTIVE REPRESENTATIVE, MANAGING DIRECTOR | 2257919 |
| THOMAS, ERNITA FRAZIER | CEO | 2257919 |
| THOMAS, ERNITA FRAZIER | CHIEF COMPLIANCE OFFICER | 2257919 |
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
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CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.Similar Advisors
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