Brandon D. Wood

SOLIDITY FINANCIAL LLC

Shoreview, MN 55126

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CRD#: 4671788

Professional summary

Brandon D Wood, CFP® is a registered financial advisor currently at SOLIDITY FINANCIAL LLC located in Shoreview, Minnesota.

Brandon is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2003. Brandon has worked at 4 firms and has passed the Series 65, Series 66 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

11/2020- Owns the business Solidity Real Estate, LLC in Shoreview, MN owns a building. Requires 0 hours during trading hours. 11/2020- Owner of Solidity Tax, LLC d/b/a Clausen, Schoenbauer, Seurer, and Webb a tax preparation service in Shoreview, MN. While he is the owner, he is not actively involved in tax preparation. This requires approximately 20 hours a month, not during trading hours.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Brandon D Wood's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2017

Experience

Current

January 16, 2014 - Present

SOLIDITY FINANCIAL LLC

Office #1: 520 West Highway 96 Suite 300, Shoreview, MN 55126

RIA

CRD#: 157308

Shoreview, MN

Past

July 28, 2008 - April 20, 2011

SECURUS WEALTH MANAGEMENT, LLC

RIA

CRD#: 138919

PLYMOUTH, MN

Past

March 28, 2005 - December 31, 2006

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.

RIA

CRD#: 134139

MINNEAPOLIS, MN

Past

March 11, 2004 - March 28, 2005

CAMBRIDGE INVESTMENT RESEARCH, INC.

RIA

CRD#: 39543

SAINT ANTHONY, MN

Past

August 22, 2003 - February 17, 2011

CAMBRIDGE INVESTMENT RESEARCH, INC.

CRD#: 39543

SAINT ANTHONY, MN

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Iowa
(1/6/2020)

IAR

Minnesota
(1/16/2014)

IAR

Wisconsin
(1/2/2020)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 3/10/2011

Uniform Investment Adviser Law Examination

State Security Law Exam

IAR

Series 66

Date: 9/27/2003

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7

Date: 8/21/2003

General Securities Representative Examination

Current Firm

SOLIDITY FINANCIAL LLC

BIRCH RIVER FINANCIAL SERVICES, LLC | SOLIDITY FINANCIAL LLC

CRD#: 157308 / SEC#:

Illinois

Registered Investment Advisory firm - (11/29/2023 Terminated)

Iowa

Registered Investment Advisory firm - (1/6/2020 Approved)

Minnesota

Registered Investment Advisory firm - (5/3/2011 Approved)

Texas

Registered Investment Advisory firm - (8/11/2020 Conditional Restricted)

Wisconsin

Registered Investment Advisory firm - (1/2/2020 Approved)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

520 West Highway 96 Suite 300, Shoreview, MN 55126

Mailing Address

Phone number

(651) 330-8746

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	455
AUM (Assets Under Management)	$ 70,929,888

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Brandon D. Wood

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Brandon D Wood's CRS (Customer Relationship Summary).

Certified licenses

Experience

SOLIDITY FINANCIAL LLC

SECURUS WEALTH MANAGEMENT, LLC

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.

CAMBRIDGE INVESTMENT RESEARCH, INC.

CAMBRIDGE INVESTMENT RESEARCH, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 3/10/2011

Series 66

Date: 9/27/2003

Series 7

Date: 8/21/2003

Current Firm

SOLIDITY FINANCIAL LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

SOLIDITY FINANCIAL LLC

TRUST BUT VERIFY

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