Travis J. Briggs
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Travis Jason Briggs was a registered financial professional .
Travis is a previously registered financial professional and started their career in finance in 2003. Travis had worked at 3 firms and has passed the Series 65 exam.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 28, 2017 - August 26, 2021
ROBO GLOBAL CAPITAL MANAGEMENT, LLC
November 22, 2005 - May 14, 2014
SMITH GROUP ASSET MANAGEMENT
June 4, 2003 - November 28, 2006
DISCOVERY MANAGEMENT, LTD.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Current Firm
ROBO GLOBAL CAPITAL MANAGEMENT, LLC
CRD#: 287974 / SEC#:
Contact information
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
