Michael R. Miller

MILLERS FINANCIAL GROUP

LANCASTER, PA 17601

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CRD#: 4671705

Professional summary

Michael Ryan Miller is a registered financial advisor currently at MILLERS FINANCIAL GROUP, LLC located in Lancaster, Pennsylvania and FORTUNE FINANCIAL SERVICES, INC. located in Lancaster, Pennsylvania.

Michael is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2003. Michael has worked at 7 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1.) Insurance Sales; investment related: Yes; Location of the business: 1801 Fruitville Pike, Suite 202; Description of the business: The firm and the advisor both have a license to sell insurance. Commissions are paid to the firm with an advisor serving as the agent on the policies. ; Position Title: Agent; Responsibilities Duties: Sell and Service of insurance policies.; Start date with business: 2018-05-21; Hours devoted to business during trading hours: 10; Hours devoted to business outside trading hours: 0; Percentage of total yearly compensation expected to be derived from the business: 20. 2.)Sale of Registered Securities; investment related: Yes; Location of the business: 3582 Brodhead Rd Suite 202; Description of the business: I am a registered representative of Fortune Financial Services, a limited securities broker dealer. ; Position Title: Registered Representative; Responsibilities Duties: sale of mutual funds and annuities; Start date with business: 2018-05-21; Hours devoted to business during trading hours: 1; Hours devoted to business outside trading hours: 1.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Michael Ryan Miller's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

February 21, 2025 - Present

MILLERS FINANCIAL GROUP, LLC

Office #1: 1801 Fruitville Pike Suite 202, Lancaster, PA 17601

RIA

CRD#: 294323

LANCASTER, PA

Current

May 18, 2018 - Present

FORTUNE FINANCIAL SERVICES, INC.

Office #1: 1801 Fruitville Pike Suite 202, Lancaster, PA 17601

CRD#: 42150

Lancaster, PA

Past

May 21, 2018 - December 31, 2024

MILLERS FINANCIAL GROUP, LLC

RIA

CRD#: 294323

LANCASTER, PA

Past

August 25, 2017 - September 11, 2018

WHEATLAND ADVISORS INC

RIA

CRD#: 105026

Lancaster, PA

Past

November 13, 2014 - May 18, 2018

CETERA WEALTH SERVICES, LLC

RIA

CRD#: 13572

LANCASTER, PA

Past

November 13, 2014 - May 18, 2018

CETERA WEALTH SERVICES, LLC

CRD#: 13572

LANCASTER, PA

Past

August 4, 2010 - October 30, 2014

MML INVESTORS SERVICES, LLC

RIA

CRD#: 10409

EPHRATA, PA

Past

February 10, 2006 - December 31, 2006

WIENKEN & ASSOCIATES, LTD.

RIA

CRD#: 115688

LANCASTER, PA

Past

October 13, 2005 - October 30, 2014

MML INVESTORS SERVICES, LLC

CRD#: 10409

EPHRATA, PA

Past

June 22, 2004 - October 13, 2005

EQUITABLE ADVISORS, LLC

RIA

CRD#: 6627

LANCASTER, PA

Past

July 10, 2003 - October 13, 2005

EQUITABLE ADVISORS, LLC

CRD#: 6627

NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Pennsylvania
(5/18/2018)

IAR

Pennsylvania
(2/21/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 7/25/2003

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 7/8/2003

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

MILLERS FINANCIAL GROUP, LLC

CRD#: 294323 / SEC#:

Pennsylvania

Registered Investment Advisory firm - (2/21/2025 Approved)

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Contact information

Main Address

1801 Fruitville Pike Suite 202, Lancaster, PA 17601

Mailing Address

Phone number

(717) 509-7154

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	79
AUM (Assets Under Management)	$ 15,608,978

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Michael R. Miller

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Michael Ryan Miller's CRS (Customer Relationship Summary).

Certified licenses

Experience

FORTUNE FINANCIAL SERVICES, INC.

MILLERS FINANCIAL GROUP, LLC

WHEATLAND ADVISORS INC

CETERA WEALTH SERVICES, LLC

CETERA WEALTH SERVICES, LLC

MML INVESTORS SERVICES, LLC

WIENKEN & ASSOCIATES, LTD.

MML INVESTORS SERVICES, LLC

EQUITABLE ADVISORS, LLC

EQUITABLE ADVISORS, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 7/25/2003

SIE

Date: 10/1/2018

Series 7

Date: 7/8/2003

FINRA

Current Firm

MILLERS FINANCIAL GROUP, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

MILLERS FINANCIAL GROUP, LLC

TRUST BUT VERIFY

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