Sean W. Burke
Professional summary
Sean William Burke, CFP®, who also goes by Sean W Burke, Sean William Burke, is a registered financial professional currently at FEF DISTRIBUTORS, LLC located in Spring, Texas.
Sean is registered as a RR (Registered Representative) and started their career in finance in 2005. Sean has worked at 11 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Sean William Burke's CRS (Customer Relationship Summary).
Certified licenses
Start date: 2011
Experience
October 28, 2019 - Present
FEF DISTRIBUTORS, LLC
June 21, 2010 - June 10, 2019
INVESCO ADVISERS, INC.
June 21, 2010 - June 10, 2019
INVESCO DISTRIBUTORS, INC.
May 5, 2010 - June 7, 2010
VAN KAMPEN ADVISORS INC
May 5, 2010 - June 7, 2010
INVESCO CAPITAL MARKETS, INC.
May 19, 2009 - May 3, 2010
JOHN HANCOCK INVESTMENT MANAGEMENT LLC
May 8, 2009 - May 3, 2010
JOHN HANCOCK DISTRIBUTORS LLC
June 5, 2008 - October 20, 2008
RUSSELL INVESTMENTS
June 5, 2008 - October 20, 2008
RUSSELL INVESTMENTS FINANCIAL SERVICES, LLC
November 7, 2005 - June 9, 2008
GUGGENHEIM INVESTMENTS
July 21, 2005 - June 9, 2008
GUGGENHEIM FUNDS DISTRIBUTORS, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
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Exams
FINRA
Current Firm
FEF DISTRIBUTORS, LLC
CRD#: 46585 / SEC#: , 8-51483
Contact information
FINRA licenses (52 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FIRST EAGLE INVESTMENT MANAGEMENT, LLC | MANAGING MEMBER | 108260 |
| BRUNO, ROBERT | MANAGER | 2102844 |
| CARULLO, MODESTINO VITO | CHIEF COMPLIANCE OFFICER | 1528768 |
| CONSTANTINO, MICHAEL | MANAGER | 2932606 |
| FONG, CHUN WAI | CHIEF FINANCIAL OFFICER AND FINOP | 4944446 |
| OCONNOR, DAVID | GENERAL COUNSEL AND MANAGER | 5077118 |
| RICCIO, FRANK JOSEPH | PRESIDENT AND MANAGER | 4271374 |
Disclosures
| Regulatory Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
