DM
David A. Murray
VENTUM FINANCIAL (US)
Vancouver, V6C 3N1
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CRD#: 4671309
DM
Professional summary
David Andrew Murray is a registered financial professional currently at VENTUM FINANCIAL (US) CORP. .
David is registered as a RR (Registered Representative) and started their career in finance in 2003. David has worked at 1 firm and has passed the SIE, Series 99TO and Series 27 exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - BD
Click below to view David Andrew Murray's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
December 2, 2003 - Present
VENTUM FINANCIAL (US) CORP.
Office #1: 1900 - 666 Burrard Street, Vancouver, V6C 3N1Office #2: 3401 - 40 King Street West, Toronto, M5H 3Y2Office #3: Vancouver Centre Ii 2500 - 733 Seymour Street, Vancouver, V6B 0S6BD
CRD#: 127404
Vancouver,
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
This advisor is not registered in any state.
Exams
General Industry/Product Exam
General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationPrincipal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
VF
VENTUM FINANCIAL (US) CORP.
PACIFIC INTERNATIONAL SECURITIES (U.S.) INC. | VENTUM FINANCIAL (US) CORP. | PI FINANCIAL (US) CORP.
CRD#: 127404 / SEC#: , 8-65995
BD
Broker-Dealer Firm Regulated by FINRA (Denver district office)
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Contact information
Main Address
Vancouver Centre Ii 2500 - 733 Seymour Street, Vancouver, V6B 0S6
Mailing Address
Vancouver Centre Ii 2500 - 733 Seymour Street, Vancouver, V6B 0S6
Phone number
(604) 664-2900
Established
Firm type
Corporation
Fiscal year end
March
Firm Size
Small
# of Employees
FINRA licenses (21 States and Territories)
Documents
Red Flags
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