Carolina E. Larsson
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Carolina Elena Larsson was a registered financial professional .
Carolina is a previously registered financial professional and started their career in finance in 2003. Carolina had worked at 6 firms and has passed the Series 63, SIE, Series 55 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 18, 2014 - November 14, 2014
VIEWTRADE SECURITIES, INC.
August 27, 2008 - December 5, 2012
CARNEGIE, INC.
October 5, 2007 - February 4, 2008
DIMENSION BROKERAGE, LLC
January 4, 2007 - October 1, 2007
SPECTRUM TRADING, LLC
February 27, 2004 - October 1, 2004
TRILLIUM BROKERAGE SERVICES, LLC
July 11, 2003 - December 17, 2003
SCHONFELD SECURITIES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 55
Date: 4/29/2011
Limited Representative-Equity Trader ExamCurrent Firm
VIEWTRADE SECURITIES, INC.
CRD#: 46987 / SEC#: , 8-51605
Contact information
FINRA licenses (52 States and Territories)
Direct owners and executive officers
Disclosures
| Regulatory Event | 18 |
| Arbitration | 1 |
Red Flags
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