Mark A. Berger
Professional summary
Mark Allen Berger, CFP®, who also goes by Mark A Berger, is a registered financial advisor currently at BERGER FINANCIAL GROUP located in Plymouth, Minnesota.
Mark is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2003. Mark has worked at 4 firms and has passed the Series 66, Series 99TO, SIE, Series 31, Series 7, Series 51, Series 4 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Mark Allen Berger's CRS (Customer Relationship Summary).
Certified licenses
Start date: 2008
Experience
July 31, 2020 - Present
BERGER FINANCIAL GROUP
Office #1: 1695 State Hwy 169, Plymouth, MN 55441July 31, 2020 - June 6, 2023
PURSHE KAPLAN STERLING INVESTMENTS
March 28, 2005 - August 28, 2020
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
January 13, 2004 - March 28, 2005
CAMBRIDGE INVESTMENT RESEARCH, INC.
June 18, 2003 - August 28, 2020
CAMBRIDGE INVESTMENT RESEARCH, INC.
Primary Firm SEC Registration
BERGER FINANCIAL GROUP
CRD#: 308174 / SEC#: 801-118923
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(7/31/2020)
(7/31/2020)
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationCurrent Firm
BERGER FINANCIAL GROUP
CRD#: 308174 / SEC#: 801-118923
Contact information
SEC notice filing (41 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 10,333 |
| AUM (Assets Under Management) | $ 2,500,753,183 |
Red Flags
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