CW
Chad T. Willardson
PACIFIC CAPITAL
CORONA, CA 92881
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CRD#: 4670940
CW
Professional summary
Chad T Willardson is a registered financial advisor currently at PACIFIC CAPITAL located in Corona, California.
Chad is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2003. Chad has worked at 4 firms and has passed the Series 66, SIE, Series 31 and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1)RENTAL HOMES; INVESTMENT RELATED; PROVO, UT 84604, CORONA, CA 92881; HOME OWNERSHIP; OWNER; START 01/2012; O HOURS PER MONTH; O HOURS DURING TRADING HOURS; NO DUTIES, I OWN A CONDO AND TENANTS PAY RENT TO ME. A PROPERTY MANAGER HANDLES EVERYTHING FOR ME SO IT REQUIRES NO TIME FROM ME.
2) RIA: PACIFIC CAPITAL; INVESTMENT RELATED; 1881 CALIFORNIA AVENUE, STE. 101, CORONA, CA 92881; 4695 MACARTHUR CT, SUITE 1100, NEWPORT BEACH, CA 92660; RIA FIRM AND INSURANCE; OWNER AND INVESTMENT ADVISOR; START 11/2011; 160 HRS/MO; 160 HRS/MO DURING TRADING; RIA AND INSURANCE BUSINESS.
3) CITY OF CORONA; NOT INVESTMENT RELATED; CORONA, CA 92882; COMMUNITY SERVICES; CITY TREASURER; 2 HOURS PER MONTH; 2 HOURS DURING TRADING HOURS; OVERSEE FINANCES ON BEHALF OF RESIDENTS.
CRS (Client Relationship Summary) - RIA
Click below to view Chad T Willardson's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
November 14, 2011 - Present
PACIFIC CAPITAL
Office #1: 1861 California Avenue Suite 101, Corona, CA 92881RIA
CRD#: 159294
CORONA, CA
Past
April 16, 2014 - June 1, 2020
GRADIENT SECURITIES, LLC
BD
CRD#: 127701
Corona, CA
Past
September 20, 2012 - April 16, 2014
PURSHE KAPLAN STERLING INVESTMENTS
BD
CRD#: 35747
CORONA, CA
Past
March 1, 2004 - November 21, 2011
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
RIA
CRD#: 7691
RIVERSIDE, CA
Past
August 6, 2003 - November 21, 2011
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
BD
CRD#: 7691
RIVERSIDE, CA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
PC
PACIFIC CAPITAL
PACIFIC CAPITAL | PACIFIC CAPITAL WEALTH ADVISORS, INC.
CRD#: 159294 / SEC#: 801-80494
RIA
Registered Investment Advisory firm - (11/3/2014 Approved)California
Registered Investment Advisory firm - (12/6/2014 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
California(11/14/2011)
IAR
Texas(1/21/2018)
IAR
Utah(12/5/2017)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
PC
PACIFIC CAPITAL
PACIFIC CAPITAL | PACIFIC CAPITAL WEALTH ADVISORS, INC.
CRD#: 159294 / SEC#: 801-80494
RIA
Registered Investment Advisory firm - (11/3/2014 Approved)California
Registered Investment Advisory firm - (12/6/2014 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1861 California Avenue Suite 101, Corona, CA 92881
Mailing Address
Phone number
(844) 777-8777
Established
Firm type
Fiscal year end
# of Employees
9
SEC notice filing (6 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 577 |
| AUM (Assets Under Management) | $ 654,348,900 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
