Lawrence V. Wilkerson
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Lawrence V Wilkerson, who also goes by L Wilkerson, V Wilkerson, was a registered financial professional .
Lawrence is a previously registered financial professional and started their career in finance in 1969. Lawrence had worked at 8 firms and has passed the Series 65, Series 63 and Series 1 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 13, 2004 - December 20, 2011
WESTPARK WEALTH ADVISORS, INC.
August 1, 2002 - December 31, 2004
IMS SECURITIES, INC.
August 1, 2002 - August 1, 2012
IMS SECURITIES, INC.
February 1, 1993 - July 31, 2002
MOMENTUM INDEPENDENT NETWORK INC.
February 1, 1993 - July 31, 2002
MOMENTUM INDEPENDENT NETWORK INC.
November 29, 1991 - January 15, 1993
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
February 6, 1990 - October 16, 1990
AMERICAN TRADING SECURITIES CORP.
January 25, 1989 - December 31, 1989
FINANCIAL HORIZONS SECURITIES CORPORATION
March 24, 1987 - February 10, 1989
SUMMIT CAPITAL GROUP,LTD.
April 22, 1983 - February 4, 1987
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
August 5, 1969 - March 17, 1983
METROPOLITAN LIFE INSURANCE COMPANY
Primary Firm SEC Registration
WESTPARK WEALTH ADVISORS, INC.
CRD#: 130914 / SEC#: 801-63009
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 7/31/1969
Registered Representative ExaminationCurrent Firm
WESTPARK WEALTH ADVISORS, INC.
CRD#: 130914 / SEC#: 801-63009
Contact information
SEC notice filing (17 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 700 |
| AUM (Assets Under Management) | $ 229,314,510 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
