BS
Brian J. Svigel
RFS PARTNERS
Greenwood Village, CO 80111
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CRD#: 4670904
BS
Professional summary
Brian Joseph Svigel is a registered financial professional currently at RFS PARTNERS located in Greenwood Village, Colorado.
Brian is registered as a RR (Registered Representative) and started their career in finance in 2003. Brian has worked at 3 firms and has passed the Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - BD
Click below to view Brian Joseph Svigel's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
September 30, 2020 - Present
RFS PARTNERS
Office #1: 8480 Orchard Road E Suite 1200, Greenwood Village, CO 80111BD
CRD#: 18119
Greenwood Village, CO
Past
October 21, 2005 - September 30, 2020
ICON DISTRIBUTORS, INC.
BD
CRD#: 28568
GREENWOOD VILLAGE, CO
Past
July 16, 2003 - October 10, 2005
BROADRIDGE BUSINESS PROCESS OUTSOURCING, LLC
BD
CRD#: 114212
EDGEWOOD, NY
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(9/30/2020)
RR
Alaska(9/30/2020)
RR
Arizona(9/30/2020)
RR
Arkansas(9/30/2020)
RR
California(9/30/2020)
RR
Colorado(9/30/2020)
RR
Connecticut(9/30/2020)
RR
Delaware(9/30/2020)
RR
District of Columbia(9/30/2020)
RR
Florida(9/30/2020)
RR
Georgia(9/30/2020)
RR
Hawaii(9/30/2020)
RR
Idaho(9/30/2020)
RR
Illinois(9/30/2020)
RR
Indiana(9/30/2020)
RR
Iowa(9/30/2020)
RR
Kansas(9/30/2020)
RR
Kentucky(9/30/2020)
RR
Louisiana(9/30/2020)
RR
Maine(9/30/2020)
RR
Maryland(9/30/2020)
RR
Massachusetts(9/30/2020)
RR
Michigan(9/30/2020)
RR
Minnesota(9/30/2020)
RR
Mississippi(9/30/2020)
RR
Missouri(9/30/2020)
RR
Montana(9/30/2020)
RR
Nebraska(9/30/2020)
RR
Nevada(9/30/2020)
RR
New Hampshire(9/30/2020)
RR
New Jersey(9/30/2020)
RR
New Mexico(9/30/2020)
RR
New York(9/30/2020)
RR
North Carolina(9/30/2020)
RR
North Dakota(9/30/2020)
RR
Ohio(9/30/2020)
RR
Oklahoma(9/30/2020)
RR
Oregon(9/30/2020)
RR
Pennsylvania(9/30/2020)
RR
Puerto Rico(9/30/2020)
RR
Rhode Island(9/30/2020)
RR
South Carolina(9/30/2020)
RR
South Dakota(9/30/2020)
RR
Tennessee(9/30/2020)
RR
Texas(9/30/2020)
RR
Utah(9/30/2020)
RR
Vermont(9/30/2020)
RR
Virginia(9/30/2020)
RR
Washington(9/30/2020)
RR
West Virginia(9/30/2020)
RR
Wisconsin(9/30/2020)
RR
Wyoming(9/30/2020)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
RP
RFS PARTNERS
RFS PARTNERS
CRD#: 18119 / SEC#: , 8-36128
BD
Broker-Dealer Firm Regulated by FINRA (Denver district office)
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Contact information
Main Address
1125 17th Street Suite 2550, Denver, CO 80202-1805
Mailing Address
1125 17th Street Suite 2550, Denver, CO 80202-1805
Phone number
(415) 378-5100
Established
California since 07/31/1985
Firm type
Partnership
Fiscal year end
June
Firm Size
Small
# of Employees
FINRA licenses (52 States and Territories)
Documents
Red Flags
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