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Janice Diamond

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CRD#: 4670836
JD

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Janice Diamond, CFP® was a registered financial professional .

Janice is a previously registered financial professional and started their career in finance in 2013. Janice had worked at 1 firm and has passed the Series 65 exam.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Name of Business: Empower Asset Management LLC; Investment-related? No; Address: 380 Arden Rd., Hillsborough, CA 94010; Nature of Business: Tax Preparation and Notary; Position/Title: Tax Preparer and Notary; Start Date for Tax Preparation: March 1, 2014; Start Date for Notary: December 20, 2019; Approximate Number of Hours/Month Devoted to Tax Preparation: 2 hours; Approximate Number of Hours/Month Devoted to Notary: 20 hours; Duties for Tax Preparation: Utilize current tax information to help clients with financial planning; Duties for Notary: California notary (mobile) and National Notary Association loan signing agent (mobile).

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®

Certified Financial Planner

Start date: 2014

Experience

Past

January 9, 2013 - December 9, 2022

EMPOWER ASSET MANAGEMENT LLC

RIA
CRD#: 165551
HILLSBOROUGH, CA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
IAR
Series 65
Date: 8/30/2012
Uniform Investment Adviser Law Examination

Current Firm

EA
EMPOWER ASSET MANAGEMENT LLC
EMPOWER ASSET MANAGEMENT LLC

CRD#: 165551 / SEC#:

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Contact information

Main Address
Hillsborough, CA
Mailing Address
P.o. Box 1514, San Mateo, CA 94401
Phone number
(650) 200-5892
Established
Firm type
Fiscal year end
# of Employees
1

Documents

Latest Form ADV

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

EMPOWER ASSET MANAGEMENT LLC

CRD#: 165551

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