James D. Murray

JADIM WEALTH MANAGEMENT

BOSTON, MA 02116

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CRD#: 4670833

Professional summary

James Dana Murray, CFP® is a registered financial advisor currently at JADIM WEALTH MANAGEMENT, LLC located in Boston, Massachusetts.

James is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2003. James has worked at 4 firms and has passed the Series 66, Series 31, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view James Dana Murray's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2009

Experience

Current

December 14, 2012 - Present

JADIM WEALTH MANAGEMENT, LLC

Office #1: 867 Boylston St 5th Fl, Boston, MA 02116

RIA

CRD#: 165415

BOSTON, MA

Past

May 18, 2009 - June 13, 2013

LPL FINANCIAL LLC

RIA

CRD#: 6413

NEWTON, MA

Past

May 14, 2009 - June 20, 2013

LPL FINANCIAL LLC

CRD#: 6413

NEWTON, MA

Past

October 28, 2005 - May 28, 2009

CITIGROUP GLOBAL MARKETS INC.

CRD#: 7059

BOSTON, MA

Past

December 17, 2003 - November 1, 2005

MORGAN STANLEY DW INC.

CRD#: 7556

PURCHASE, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(8/26/2019)

IAR

Connecticut
(1/22/2013)

IAR

Massachusetts
(12/14/2012)

IAR

New Hampshire
(1/7/2013)

IAR

New York
(8/23/2021)

IAR

Virginia
(1/2/2013)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 9/16/2003

Uniform Combined State Law Examination

General Industry/Product Exam

Series 31

Date: 9/22/2003

Futures Managed Funds Examination

General Industry/Product Exam

Series 7

Date: 9/3/2003

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 8/13/2009

General Securities Principal Examination

Current Firm

JADIM WEALTH MANAGEMENT, LLC

JADIM WEALTH MANAGEMENT, LLC | JDM WEALTH MANAGEMENT, LLC

CRD#: 165415 / SEC#:

California

Registered Investment Advisory firm - (8/26/2019 Approved)

Connecticut

Registered Investment Advisory firm - (1/22/2013 Approved)

Massachusetts

Registered Investment Advisory firm - (12/14/2012 Approved)

New Hampshire

Registered Investment Advisory firm - (1/2/2013 Approved)

New York

Registered Investment Advisory firm - (2/27/2013 Approved)

Virginia

Registered Investment Advisory firm - (1/2/2013 Approved)

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Contact information

Main Address

100 Wilshire Boulevard Suite 700, Santa Monica, CA 90401

Mailing Address

Phone number

(323) 405-8868

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	92
AUM (Assets Under Management)	$ 23,254,070

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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James D. Murray

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view James Dana Murray's CRS (Customer Relationship Summary).

Certified licenses

Experience

JADIM WEALTH MANAGEMENT, LLC

LPL FINANCIAL LLC

LPL FINANCIAL LLC

CITIGROUP GLOBAL MARKETS INC.

MORGAN STANLEY DW INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 9/16/2003

Series 31

Date: 9/22/2003

Series 7

Date: 9/3/2003

Series 24

Date: 8/13/2009

Current Firm

JADIM WEALTH MANAGEMENT, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

JADIM WEALTH MANAGEMENT, LLC

TRUST BUT VERIFY

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