Barron A. Mathis
Professional summary
Barron Allen Mathis was barred by the SEC from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Barron is a previously registered financial advisor and started their career in finance in 2003. Prior to being barred, Barron had worked at 3 firms, which includes J.C. REED ADVISORY GROUP LLC, MERRILL LYNCH PIERCE FENNER & SMITH INCORPORATED, EDWARD JONES.
Question & Answer
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CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 26, 2008 - December 31, 2008
J.C. REED ADVISORY GROUP, LLC
January 20, 2006 - December 31, 2007
J.C. REED ADVISORY GROUP, LLC
May 24, 2004 - November 2, 2004
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
May 13, 2004 - November 2, 2004
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
August 5, 2003 - February 20, 2004
EDWARD JONES
State Registrations and Notice Filings
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Current firm
No current employment
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