Daniel A. Berenbaum
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Daniel Alan Berenbaum was a registered financial professional .
Daniel is a previously registered financial professional and started their career in finance in 2004. Daniel had worked at 8 firms and has passed the Series 63, Series 87, Series 86, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 16, 2011 - June 10, 2013
MKM PARTNERS LLC
December 19, 2008 - May 19, 2011
AURIGA USA, LLC
May 2, 2008 - December 2, 2008
COWEN AND COMPANY
June 29, 2007 - April 25, 2008
CARIS & COMPANY, INC.
April 13, 2007 - August 21, 2007
SAL EQUITY TRADING, GP
February 7, 2006 - April 13, 2007
SUSQUEHANNA FINANCIAL GROUP, LLLP
April 23, 2004 - February 16, 2006
CITIGROUP GLOBAL MARKETS INC.
January 1, 2004 - April 6, 2004
DEUTSCHE BANK SECURITIES INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
MKM PARTNERS LLC
CRD#: 114666 / SEC#: , 8-53436
Contact information
Documents
Disclosures
| Regulatory Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
