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Ricardo N. Ortiz Boissen

MARIVA CAPITAL MARKETS
Miami, FL 33131
Some features on this profile are disabled
CRD#: 4670819
RO

Professional summary

Ricardo Noel Ortiz Boissen, who also goes by Ricardo N. Ortiz, Ricardo Noel Ortiz, Ricky Ortiz, Ortiz, Ricardo N. Ortiz Boissen, is a registered financial professional currently at MARIVA CAPITAL MARKETS, LLC located in Miami, Florida.

Ricardo is registered as a RR (Registered Representative) and started their career in finance in 2004. Ricardo has worked at 5 firms and has passed the Series 63, Series 52TO, SIE, Series 7 and Series 24 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Ricardo N. Ortiz | Ricardo Noel Ortiz | Ricky Ortiz | Ortiz | Ricardo N. Ortiz Boissen

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Ricardo Noel Ortiz Boissen's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

September 19, 2023 - Present

MARIVA CAPITAL MARKETS, LLC

Office #1: 150 Se 2nd Avenue Suite Ph 4, Miami, FL 33131
BD
CRD#: 156171
Miami, FL
Past

May 15, 2013 - August 19, 2022

INSIGNEO INTERNATIONAL FINANCIAL SERVICES LLC

BD
CRD#: 17053
SAN JUAN, PR
Past

June 25, 2010 - February 19, 2013

WELLS FARGO SECURITIES, LLC

BD
CRD#: 126292
MIAMI, FL
Past

December 11, 2008 - June 11, 2010

RAYMOND JAMES & ASSOCIATES, INC.

BD
CRD#: 705
BOCA RATON, FL
Past

April 22, 2004 - December 15, 2008

WELLS FARGO SECURITIES, LLC

BD
CRD#: 126292
MIAMI, FL
Past

April 21, 2004 - April 26, 2004

WELLS FARGO CLEARING SERVICES, LLC

BD
CRD#: 19616
ST. LOUIS, MO

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
California
(9/19/2023)
RR
Connecticut
(9/20/2023)
RR
Florida
(1/4/2024)
RR
Illinois
(6/27/2024)
RR
Massachusetts
(9/20/2023)
RR
Minnesota
(2/27/2024)
RR
New Jersey
(10/23/2023)
RR
Pennsylvania
(9/20/2023)

Exams

State Security Law Exam
RR
Series 63
Date: 6/2/2004
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 52TO
Date: 1/26/2024
Municipal Securities Representative Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 3/30/2004
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 24
Date: 8/10/2015
General Securities Principal Examination
SRO Registrations
RR
FINRA

Current Firm

MC
MARIVA CAPITAL MARKETS, LLC
MARIVA CAPITAL MARKETS, LLC

CRD#: 156171 / SEC#: , 8-68774

BD
Broker-Dealer Firm Regulated by FINRA (Florida district office)
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Contact information

Main Address
150 Se 2nd Avenue Suite Ph 4, Miami, FL 33131
Mailing Address
150 Se 2nd Avenue Suite Ph 4, Miami, FL 33131
Phone number
(305) 712-6919
Established
Florida since 04/13/2010
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (11 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
MARIVA HOLDING GROUP, LLCSHAREHOLDER
GONZALEZ, CARLOS JAVIERCCO4294205
PARODI, GUILLERMO ANDRESCEO2829165
SINGER, STEVEN FREDERICFINOP2360737

Disclosures

Regulatory Event1

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

MARIVA CAPITAL MARKETS, LLC

CRD#: 156171Miami, FL 33131

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