Treavor J. Mosbaugh
Professional summary
Treavor James Mosbaugh, who also goes by Treavor J Mosbaugh, Treavor Mosbaugh, is a registered financial professional currently at BLUE OWL SECURITIES located in San Francisco, California.
Treavor is registered as a RR (Registered Representative) and started their career in finance in 2003. Treavor has worked at 4 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Treavor James Mosbaugh's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 24, 2017 - Present
BLUE OWL SECURITIES
May 27, 2010 - January 18, 2017
NORTHSTAR SECURITIES, LLC
September 11, 2006 - May 28, 2010
WELTON STREET INVESTMENTS LLC
August 5, 2003 - September 7, 2006
EDWARD JONES
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(1/14/2025)
(1/16/2025)
(1/27/2025)
(1/16/2025)
(1/24/2017)
(11/8/2022)
(1/15/2025)
(1/28/2025)
(1/17/2025)
(1/15/2025)
(1/15/2025)
(11/10/2022)
(1/16/2025)
(3/26/2025)
(1/15/2025)
(1/23/2025)
(1/15/2025)
(1/15/2025)
(1/15/2025)
(1/15/2025)
(1/17/2025)
(1/14/2025)
(1/16/2025)
(1/15/2025)
(1/15/2025)
(1/15/2025)
(1/16/2025)
(1/14/2025)
(1/14/2025)
(1/23/2025)
(1/15/2025)
(1/16/2025)
(1/15/2025)
(1/15/2025)
(1/21/2025)
(1/15/2025)
(1/19/2025)
(1/15/2025)
(2/4/2025)
(1/15/2025)
(1/21/2025)
(1/14/2025)
(1/15/2025)
(1/15/2025)
(1/15/2025)
(1/15/2025)
(1/15/2025)
(1/15/2025)
(1/23/2025)
(1/16/2025)
(1/14/2025)
Exams
FINRA
Current Firm
BLUE OWL SECURITIES
CRD#: 283250 / SEC#: , 8-69744
Contact information
FINRA licenses (52 States and Territories)
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.