Stephanie R. Reese
Professional summary
Stephanie Roberta Reese, who also goes by Stephanie Roberta Baer, is a registered financial professional currently at WORLD INVESTMENTS, LLC located in Newport Beach, California.
Stephanie is registered as a RR (Registered Representative) and started their career in finance in 2003. Stephanie has worked at 6 firms and has passed the Series 63, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Stephanie Roberta Reese's CRS (Customer Relationship Summary).
Certified licenses
Experience
October 31, 2025 - Present
WORLD INVESTMENTS, LLC
Office #1: 1300 Dove Street, Suite 300, Newport Beach, CA 92660September 1, 2017 - October 31, 2025
PENSIONMARK SECURITIES, LLC
February 3, 2016 - September 1, 2017
CAPFINANCIAL SECURITIES, LLC.
December 28, 2015 - February 25, 2016
SIGNATOR INVESTORS, INC.
September 23, 2009 - December 28, 2015
SIGNATOR FINANCIAL SERVICES, INC.
January 7, 2004 - February 19, 2009
SIGNATOR INVESTORS, INC.
June 12, 2003 - September 9, 2003
OSAIC WEALTH, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(10/31/2025)
Exams
FINRA
Current Firm
WORLD INVESTMENTS, LLC
CRD#: 20626 / SEC#: 801-56426, 8-38377
Contact information
FINRA licenses (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 4,697 |
| AUM (Assets Under Management) | $ 1,734,780,346 |
Disclosures
| Regulatory Event | 3 |
| Arbitration | 2 |
| Bond | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
