Adam J. Izaac
Professional summary
Adam Jason Izaac, CPWA®, who also goes by Adam J Izaac, Adam Jason Izaac Cfa, is a registered financial advisor currently at CITY NATIONAL ROCHDALE located in Beverly Hills, California and CNR SECURITIES, LLC located in Beverly Hills, California.
Adam is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2003. Adam has worked at 7 firms and has passed the Series 63, Series 65, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Adam Jason Izaac's CRS (Customer Relationship Summary).
Certified licenses
Start date: 2022-08-04
Expire date: 2024-07-31
Experience
January 5, 2017 - Present
CITY NATIONAL ROCHDALE
Office #1: 400 N Roxbury Drive 2nd Floor, Beverly Hills, CA 90210January 4, 2017 - Present
CNR SECURITIES, LLC
Office #1: 400 N Roxbury Dr 7th Floor, Beverly Hills, CA 90210February 4, 2014 - January 4, 2017
CITY NATIONAL SECURITIES, INC.
February 3, 2014 - January 4, 2017
CITY NATIONAL SECURITIES, INC.
August 13, 2013 - January 28, 2014
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
August 8, 2013 - January 28, 2014
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
September 19, 2012 - January 17, 2013
MERKABA INVESTMENT ADVISORS LLC
January 26, 2011 - April 17, 2012
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
January 10, 2011 - April 17, 2012
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
July 2, 2003 - September 15, 2003
NATIONAL PLANNING CORPORATION
Primary Firm SEC Registration
CITY NATIONAL ROCHDALE
CRD#: 117198 / SEC#: 801-27265
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(1/4/2017)
(1/5/2017)
(6/25/2024)
(4/5/2021)
(2/7/2025)
(2/7/2025)
Exams
FINRA
Current Firm
CITY NATIONAL ROCHDALE
CRD#: 117198 / SEC#: 801-27265
Contact information
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 41,300 |
| AUM (Assets Under Management) | $ 68,177,828,012 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 01/28/2025 | ||
| 10/27/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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