Joseph Norbert Sladek
CFP®Professional Summary
Joseph Norbert Sladek, CFP® is a registered financial advisor currently at SLADEK & WITEK, LLP located in Trumbull, Connecticut. Joseph is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2000. Joseph has worked at 1 firm.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
Similar Advisors
AE WEALTH MANAGEMENT, LLC
WELLS FARGO CLEARING SERVICES, LLC
Videos & Posts
This advisor has not added any videos or posts yet.
Similar Advisors
AE WEALTH MANAGEMENT, LLC
WELLS FARGO CLEARING SERVICES, LLC
Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
Similar Advisors
AE WEALTH MANAGEMENT, LLC
WELLS FARGO CLEARING SERVICES, LLC
Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
Similar Advisors
AE WEALTH MANAGEMENT, LLC
WELLS FARGO CLEARING SERVICES, LLC
Credentials
Years of Experience
26 years in the financial services industry
Current & Past Employments
Similar Advisors
AE WEALTH MANAGEMENT, LLC
WELLS FARGO CLEARING SERVICES, LLC
Current Firm
SLADEK & WITEK, LLP
Contact Information
Main Address
115 Technology Drive Suite B-207, Trumbull, CT 06611Phone Number
(203) 268-5988# of Employees
2Documents
Regulatory Assets Under Management
Total Number of Accounts
249AUM (Assets Under Management)
$78,000,000Similar Advisors
AE WEALTH MANAGEMENT, LLC
WELLS FARGO CLEARING SERVICES, LLC
Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Similar Advisors
AE WEALTH MANAGEMENT, LLC
WELLS FARGO CLEARING SERVICES, LLC
State Registrations and Notice Filings
(11/30/2000)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Similar Advisors
AE WEALTH MANAGEMENT, LLC
WELLS FARGO CLEARING SERVICES, LLC
CRS (Client Relationship Summary) - RIA
Click below to view Joseph Norbert Sladek's CRS (Customer Relationship Summary).
Similar Advisors
AE WEALTH MANAGEMENT, LLC
WELLS FARGO CLEARING SERVICES, LLC
