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Christopher Charles Burtraw

CRD# 4670431·Registered 2003 - 2015
Barred: Christopher Charles Burtraw was barred by both the FINRA and the SEC and is not permitted to conduct business in the covered capacity.

Professional Summary

Christopher Charles Burtraw was a registered financial advisor. Christopher was a previously registered financial advisor and started their career in finance 2003 - 2015. Christopher had worked at 6 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 24 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

23 years in the financial services industry

Current & Past Employments

J.P. TURNER & COMPANY, L.L.C.·CRD# 43177
BD
Lake Wood, CO
November 4, 2014 - October 1, 2015
J P TURNER & COMPANY CAPITAL MANAGEMENT, LLC·CRD# 124446
RIA
Lakewood, CO
November 3, 2014 - October 1, 2015
CS PLANNING CORP·CRD# 149937
RIA
Portland, OR
May 5, 2010 - March 5, 2015
PURSHE KAPLAN STERLING INVESTMENTS·CRD# 35747
BD
Lakewood, CO
November 4, 2009 - November 4, 2014
LPL FINANCIAL LLC·CRD# 6413
RIA
Lakewood, CO
December 7, 2004 - November 20, 2009
LPL FINANCIAL LLC·CRD# 6413
BD
Lakewood, CO
September 17, 2004 - November 20, 2009
EDWARD JONES·CRD# 250
BD
St. Louis, MO
August 5, 2003 - September 21, 2004

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Current Firm

JT
J.P. TURNER & COMPANY, L.L.C.

J.P. TURNER & COMPANY | J.P. TURNER & COMPANY, L.L.C.

CRD#: 43177 / SEC#: 8-50156
BD
Terminated by SEC on 04/04/2016

Contact Information

Established

Georgia since 04/11/1997

Firm Type

Limited Liability Company

Fiscal Year End

December

Documents

Direct owners and executive officers

NamePositionCRD#
BRAVES AQUISITION LLCMEMBER—
SHELSON, MARK PAULCORPORATE TREASURER1819252
WOLL, EDWARD BARNETTCHIEF COMPLIANCE OFFICER1096606

Disclosures

Regulatory Event

30

Arbitration

12

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 66 — Uniform Combined State Law Examination

Passed Dec 2004About the Series 66 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Sep 2003About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2015About the SIE exam

Series 7 — General Securities Representative Examination

Passed Aug 2003About the Series 7 exam

Series 24 — General Securities Principal Examination

Passed Jul 2007About the Series 24 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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