Christopher C. Burtraw
Professional summary
Christopher Charles Burtraw was barred by both the FINRA and the SEC from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Christopher is a previously registered financial advisor and started their career in finance in 2003. Prior to being barred, Christopher had worked at 6 firms, which includes J.P. TURNER & COMPANY L.L.C., J P TURNER & COMPANY CAPITAL MANAGEMENT LLC, CS PLANNING CORP, PURSHE KAPLAN STERLING INVESTMENTS, LPL FINANCIAL LLC, EDWARD JONES.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 4, 2014 - October 1, 2015
J.P. TURNER & COMPANY, L.L.C.
November 3, 2014 - October 1, 2015
J P TURNER & COMPANY CAPITAL MANAGEMENT, LLC
May 5, 2010 - March 5, 2015
CS PLANNING CORP
November 4, 2009 - November 4, 2014
PURSHE KAPLAN STERLING INVESTMENTS
December 7, 2004 - November 20, 2009
LPL FINANCIAL LLC
September 17, 2004 - November 20, 2009
LPL FINANCIAL LLC
August 5, 2003 - September 21, 2004
EDWARD JONES
State Registrations and Notice Filings
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Exams
Current Firm
J.P. TURNER & COMPANY, L.L.C.
CRD#: 43177 / SEC#: , 8-50156
Contact information
Documents
Disclosures
| Regulatory Event | 30 |
| Arbitration | 12 |
Red Flags
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