Justin Thomas Passey | Financial Professional

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Justin Thomas Passey was a registered financial professional .

Justin is a previously registered financial professional and started their career in finance in 2003. Justin had worked at 7 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) 11/2002- PRESENT; JUSTIN PASSEY; OWNER NATURE OF OBA: FIXED INSURANCE SALES AND SERVICE; APROX HOURS/MONTH: MORE THAN 40; DUTIES: INSURANCE SALES AND SERVICE FOR MULTIPLE CARRIERS, NON INVESTMENT RELATED. 2) 01/2018- present; Vision Tree Financial Advisors, Owner, offering fixed life and annuities; offering advisory services via Allegis, during market hours.

Blog Corner

CRS (Client Relationship Summary)

October 1, 2003 - January 11, 2007

EQUITY SERVICES, INC.

BD

CRD#: 265

OREM, UT

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

TC

TOWNSQUARE CAPITAL, LLC

CRD#: 288576 / SEC#: 801-110591

RIA

Registered Investment Advisory firm - (6/9/2017 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 2/8/2005

Uniform Investment Adviser Law Examination

State Security Law Exam

RR

Series 63

Date: 1/12/2004

Uniform Securities Agent State Law Examination

General Industry/Product Exam

RR

SIE

Date: 4/12/2018

Securities Industry Essentials Examination

General Industry/Product Exam

RR

Series 6

Date: 9/30/2003

Investment Company Products/Variable Contracts Representative Examination

Current Firm

TC

TOWNSQUARE CAPITAL, LLC

CRD#: 288576 / SEC#: 801-110591

RIA

Registered Investment Advisory firm - (6/9/2017 Approved)

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Contact information

Main Address

Traverse Ridge Center Ii 3450 Triumph Boulevard, Lehi, UT 84043

Mailing Address

Phone number

(385) 375-8650

Established

Firm type

Fiscal year end

# of Employees

25

SEC notice filing (53 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

TOWNSQUARE CAPITAL, LLC ADV PART 2A BROCHURE (7/22/2025)

Regulatory assets under management

Total Number of Accounts	50,715
AUM (Assets Under Management)	$ 14,989,060,522

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
06/14/2024	Cover Page	Report
10/27/2023	Cover Page	Report
09/01/2022	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Justin T. Passey

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

ALLEGIS INVESTMENT ADVISORS, LLC

ALLEGIS INVESTMENT SERVICES, LLC

HORNOR, TOWNSEND & KENT, LLC

HORNOR, TOWNSEND & KENT, LLC

ANDINA FAMILY OFFICES

HORNOR, TOWNSEND & KENT, LLC

HORNOR, TOWNSEND & KENT, LLC

ALLEGIS ADVISORS, INC.

EQUITY SERVICES, INC.

Primary Firm SEC Registration

TOWNSQUARE CAPITAL, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 2/8/2005

Series 63

Date: 1/12/2004

SIE

Date: 4/12/2018

Series 6

Date: 9/30/2003

Current Firm

TOWNSQUARE CAPITAL, LLC

Contact information

SEC notice filing (53 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

TOWNSQUARE CAPITAL, LLC

TRUST BUT VERIFY

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