Jesse M. Neerdaels

ALLSPRING FUNDS MANAGEMENT

Los Angeles, CA

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CRD#: 4670415

Professional summary

Jesse Michael Neerdaels, CFP®, CIMA® is a registered financial advisor currently at ALLSPRING FUNDS MANAGEMENT, LLC located in Los Angeles, California and ALLSPRING FUNDS DISTRIBUTOR, LLC located in Milwaukee, Wisconsin.

Jesse is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2003. Jesse has worked at 7 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jesse Michael Neerdaels's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

CIMA^®

Certified Investment Management Analyst

Experience

Current

August 1, 2024 - Present

ALLSPRING FUNDS MANAGEMENT, LLC

RIA

CRD#: 110841

Los Angeles, CA

Current

August 1, 2024 - Present

ALLSPRING FUNDS DISTRIBUTOR, LLC

Office #1: 417 E Chicago Street, Milwaukee, WI 53202

CRD#: 133366

Milwaukee, WI

Past

April 16, 2021 - July 19, 2024

THORNBURG INVESTMENT MANAGEMENT INC

RIA

CRD#: 106357

Los Angeles, CA

Past

April 16, 2021 - July 19, 2024

THORNBURG SECURITIES LLC

CRD#: 14857

SANTA FE, NM

Past

July 1, 2019 - April 30, 2021

TOUCHSTONE ADVISORS INC

RIA

CRD#: 107028

Los Angeles, CA

Past

July 1, 2019 - April 30, 2021

TOUCHSTONE SECURITIES, INC.

CRD#: 1526

CINCINNATI, OH

Past

April 28, 2006 - June 4, 2019

ALLSPRING FUNDS MANAGEMENT, LLC

RIA

CRD#: 110841

LOS ANGELES, CA

Past

April 11, 2005 - June 4, 2019

ALLSPRING FUNDS DISTRIBUTOR, LLC

CRD#: 133366

MENOMONEE FALLS, WI

Past

August 12, 2003 - April 11, 2005

STRONG INVESTMENTS, INC.

CRD#: 15658

MENOMONEE FALLS, WI

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

ALLSPRING FUNDS MANAGEMENT, LLC

ALLSPRING FUNDS MANAGEMENT, LLC | WELLS FARGO FUNDS MANAGEMENT, LLC

CRD#: 110841 / SEC#: 801-58237

RIA

Registered Investment Advisory firm - (12/22/2000 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

California
(8/1/2024)

IAR

California
(8/1/2024)

Nevada
(8/1/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 4/25/2006

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 7/16/2003

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 8/11/2003

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

ALLSPRING FUNDS MANAGEMENT, LLC

ALLSPRING FUNDS MANAGEMENT, LLC | WELLS FARGO FUNDS MANAGEMENT, LLC

CRD#: 110841 / SEC#: 801-58237

RIA

Registered Investment Advisory firm - (12/22/2000 Approved)

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Contact information

Main Address

1415 Vantage Park Drive 3rd Floor, Charlotte, NC 28203

Mailing Address

Phone number

(833) 568-4255

Established

Firm type

Fiscal year end

# of Employees

519

SEC notice filing (53 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

AFM MARCH 24, 2025 2A BROCHURE (3/24/2025)

Regulatory assets under management

Total Number of Accounts	12,065
AUM (Assets Under Management)	$ 318,037,012,784

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Jesse M. Neerdaels

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jesse Michael Neerdaels's CRS (Customer Relationship Summary).

Certified licenses

Experience

ALLSPRING FUNDS DISTRIBUTOR, LLC

THORNBURG INVESTMENT MANAGEMENT INC

THORNBURG SECURITIES LLC

TOUCHSTONE ADVISORS INC

TOUCHSTONE SECURITIES, INC.

ALLSPRING FUNDS MANAGEMENT, LLC

ALLSPRING FUNDS DISTRIBUTOR, LLC

STRONG INVESTMENTS, INC.

Primary Firm SEC Registration

ALLSPRING FUNDS MANAGEMENT, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 4/25/2006

Series 63

Date: 7/16/2003

SIE

Date: 10/1/2018

Series 7

Date: 8/11/2003

FINRA

Current Firm

ALLSPRING FUNDS MANAGEMENT, LLC

Contact information

SEC notice filing (53 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

ALLSPRING FUNDS MANAGEMENT, LLC

TRUST BUT VERIFY

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