Shari F. Rubin-taylor
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Shari Fran Rubin-taylor, who also goes by Shari Fran Rubin, was a registered financial professional .
Shari is a previously registered financial professional and started their career in finance in 2004. Shari had worked at 4 firms and has passed the Series 7 exam.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 30, 2010 - December 6, 2010
FORGE FINANCIAL GROUP, INC.
August 12, 2005 - November 13, 2009
PEAK SECURITIES CORPORATION
March 8, 2004 - July 8, 2005
VESTPOINT SECURITIES, INC.
February 27, 2004 - March 22, 2004
NOWTRADE, CORP.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
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Exams
Current Firm
FORGE FINANCIAL GROUP, INC.
CRD#: 100020 / SEC#: , 8-52015
Contact information
Documents
Disclosures
| Regulatory Event | 5 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
