Jason M. Wong

AMERIVET SECURITIES

New York, NY 10036

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CRD#: 4670162

Professional summary

Jason Michael Wong is a registered financial advisor currently at AMERIVET SECURITIES, INC. located in New York, New York.

Jason is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2010. Jason has worked at 4 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Mr. Wong serves as an Ambassador for Waterfall Racing. Mr. Wong devotes 15 hrs per and is compensated $500 per month. St 01/02/2024

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jason Michael Wong's CRS (Customer Relationship Summary).

CRS (Client Relationship Summary) - BD

Click below to view Jason Michael Wong's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

October 26, 2021 - Present

AMERIVET SECURITIES, INC.

Office #1: 1155 Avenue Of The Americas 14th Floor, New York, NY, 10036

RIA

CRD#: 34786

New York, NY

Current

July 8, 2019 - Present

AMERIVET SECURITIES, INC.

Office #1: 1155 Avenue Of The Americas 14th Floor, New York, NY, 10036

RIA

CRD#: 34786

New York, NY

Past

January 25, 2018 - May 11, 2019

TRIBAL CAPITAL MARKETS, LLC

CRD#: 38901

ORLANDO, FL

Past

November 1, 2010 - January 23, 2018

DREXEL HAMILTON, LLC

CRD#: 143570

NEW YORK, NY

Past

October 15, 2010 - November 4, 2010

NORTHEAST SECURITIES, LLC

CRD#: 25996

NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

California
(7/8/2019)

IAR

California
(10/26/2021)

Connecticut
(11/20/2019)

Florida
(11/20/2019)

Illinois
(6/7/2023)

Louisiana
(6/7/2023)

Maryland
(1/29/2020)

Minnesota
(2/18/2020)

Missouri
(6/7/2023)

New Jersey
(11/20/2019)

New York
(7/8/2019)

Ohio
(6/8/2023)

Puerto Rico
(11/20/2019)

Texas
(11/20/2019)

Utah
(6/7/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 10/11/2011

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 10/14/2010

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

AMERIVET SECURITIES, INC.

AMERIVET SECURITIES, INC. | AMERIVET-DYMALLY SECURITIES, INC.

CRD#: 34786 / SEC#: , 8-46478

California

Registered Investment Advisory firm - SEC (1/18/2012 Approved)

Broker-Dealer Firm Regulated by FINRA (New York district office)

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Contact information

Main Address

1155 Avenue Of The Americas 14th Floor, New York, NY, 10036

Mailing Address

1155 Avenue Of The Americas 14th Floor, New York, NY, 10036

Phone number

(212) 803-5050

Established

Delaware since 11/13/2018

Firm type

Corporation

Fiscal year end

December

Firm Size

Small

# of Employees

FINRA licenses (53 States and Territories)

Documents

Latest Form ADV

Direct owners and executive officers

Name	Position	CRD#
SOUTH STREET SECURITIES HOLDINGS INC	OWNER
ANDERSON, JOSEPH BENJAMIN JR.	DIRECTOR
KAY, STEVEN JAMES	CO-CEO	6857377
JOHNSON, ELTON JR	DIRECTOR	844428
JAZE, FLORIAN	CFO/COO	5442771
JONES, ROBERT CAMPBELL	PRESIDENT
KELLY, JOHN EDWARD	CCO	2087497
NAIDRICH, MICHAEL JOSEPH	CO-CEO	2446693

Disclosures

Regulatory Event	6
Arbitration	1

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Jason M. Wong

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jason Michael Wong's CRS (Customer Relationship Summary).

CRS (Client Relationship Summary) - BD

Click below to view Jason Michael Wong's CRS (Customer Relationship Summary).

Certified licenses

Experience

AMERIVET SECURITIES, INC.

TRIBAL CAPITAL MARKETS, LLC

DREXEL HAMILTON, LLC

NORTHEAST SECURITIES, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 10/11/2011

SIE

Date: 10/1/2018

Series 7

Date: 10/14/2010

FINRA

Current Firm

AMERIVET SECURITIES, INC.

Contact information

FINRA licenses (53 States and Territories)

Documents

Direct owners and executive officers

Disclosures

Red Flags

Company Information

AMERIVET SECURITIES, INC.

TRUST BUT VERIFY

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