Paul J. Marinelli

RIVERGLADES FAMILY OFFICES

Naples, FL 34105

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CRD#: 4670011

Professional summary

Paul J. Marinelli III, CPWA®, who also goes by Paul J. Marinelli, is a registered financial advisor currently at RIVERGLADES FAMILY OFFICES, LLC located in Naples, Florida.

Paul is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2003. Paul has worked at 7 firms and has passed the Series 66, Series 31 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Paul J. Marinelli

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Arcus Family Office Services, LLC; investment related: No; Location of the business: 1415 Panther Lane Suite #492. Naples, FL 34109; Description of the business: Provides personal financial reporting, bill pay, and administrative services to high net-worth individuals and families. ; Position Title: Principal; Responsibilities Duties: Owner, General oversight of business. ; Start date with business: 2020-12-01; Hours devoted to business during trading hours: 8; Hours devoted to business outside trading hours: 8; Percentage of total yearly compensation expected to be derived from the business: 5; Arcus does not currently offer any of these services to clients of RiverGlades Family Offices, LLC. While the time commitment varies, it is anticipated to require less than 10% of his time. Paul J. Marinelli is a Member of Hestia Holdings, LLC a private company that acts as general partner for private funds. Having a minority interest, Mr. Marinelli is involved in various activities within Hestia Holdings and while the time commitment varies, it is anticipated to require less than 10% of his time. Paul J. Marinelli is a Member of Hestia Management, LLC a private company that acts as a manager for a private fund. Having a minority interest, Mr. Marinelli is involved in various activities within Hestia Management and while the time commitment varies, it is anticipated to require less than 10% of his time.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Paul J. Marinelli III's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CPWA^®

Certified Private Wealth Advisor

Start date: 2017-04-17

Expire date: 2023-03-31

Experience

Current

July 23, 2014 - Present

RIVERGLADES FAMILY OFFICES, LLC

Office #1: 2640 Golden Gate Pkwy Suite #105, Naples, FL 34105

RIA

CRD#: 171584

Naples, FL

Past

February 14, 2013 - August 1, 2014

ANTONETTI CAPITAL MANAGEMENT, LLC

RIA

CRD#: 156551

NAPLES, FL

Past

April 29, 2008 - February 1, 2013

NAPLES CAPITAL ADVISORS

RIA

CRD#: 143573

NAPLES, FL

Past

December 19, 2005 - January 2, 2008

CLEARBRIDGE INVESTMENTS, LLC

RIA

CRD#: 137028

NEW YORK, NY

Past

December 1, 2005 - January 2, 2008

FRANKLIN DISTRIBUTORS, LLC

CRD#: 109064

STAMFORD, CT

Past

July 23, 2004 - December 20, 2005

CITIGROUP GLOBAL MARKETS INC.

RIA

CRD#: 7059

STAMFORD, CT

Past

July 23, 2004 - December 1, 2005

CITIGROUP GLOBAL MARKETS INC.

CRD#: 7059

NEW YORK, NY

Past

September 6, 2003 - May 3, 2004

MORGAN STANLEY DW INC.

RIA

CRD#: 7556

CLEARWATER, FL

Past

July 31, 2003 - May 3, 2004

MORGAN STANLEY DW INC.

CRD#: 7556

PURCHASE, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

RIVERGLADES FAMILY OFFICES, LLC

MARINELLI, PAUL J | RIVERGLADES FAMILY OFFICES, LLC

CRD#: 171584 / SEC#: 801-79857

RIA

Registered Investment Advisory firm - (6/24/2014 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Florida
(7/23/2014)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 8/26/2003

Uniform Combined State Law Examination

General Industry/Product Exam

Series 31

Date: 8/19/2003

Futures Managed Funds Examination

General Industry/Product Exam

Series 7

Date: 7/30/2003

General Securities Representative Examination

Current Firm

RIVERGLADES FAMILY OFFICES, LLC

MARINELLI, PAUL J | RIVERGLADES FAMILY OFFICES, LLC

CRD#: 171584 / SEC#: 801-79857

RIA

Registered Investment Advisory firm - (6/24/2014 Approved)

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Contact information

Main Address

2640 Golden Gate Pkwy Suite #105, Naples, FL 34105

Mailing Address

Phone number

(239) 263-4079

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (1 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV PART 2A & 2B - RIVERGLADES FAMILY OFFICES, LLC (3/17/2025)

Regulatory assets under management

Total Number of Accounts	203
AUM (Assets Under Management)	$ 194,058,547

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Paul J. Marinelli

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Paul J. Marinelli III's CRS (Customer Relationship Summary).

Certified licenses

Experience

ANTONETTI CAPITAL MANAGEMENT, LLC

NAPLES CAPITAL ADVISORS

CLEARBRIDGE INVESTMENTS, LLC

FRANKLIN DISTRIBUTORS, LLC

CITIGROUP GLOBAL MARKETS INC.

CITIGROUP GLOBAL MARKETS INC.

MORGAN STANLEY DW INC.

MORGAN STANLEY DW INC.

Primary Firm SEC Registration

RIVERGLADES FAMILY OFFICES, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 8/26/2003

Series 31

Date: 8/19/2003

Series 7

Date: 7/30/2003

Current Firm

RIVERGLADES FAMILY OFFICES, LLC

Contact information

SEC notice filing (1 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

RIVERGLADES FAMILY OFFICES, LLC

TRUST BUT VERIFY

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