Karen A. Ferguson-moran
Professional summary
Karen Ann Ferguson-moran is a registered financial professional currently at MONNESS CRESPI HARDT & CO., INC. located in New York, New York.
Karen is registered as a RR (Registered Representative) and started their career in finance in 2003. Karen has worked at 1 firm and has passed the Series 63, Series 99TO, SIE, Series 7, Series 14 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Karen Ann Ferguson-moran's CRS (Customer Relationship Summary).
Certified licenses
Experience
July 21, 2003 - Present
MONNESS CRESPI HARDT & CO., INC.
Office #1: 767 Third Ave, New York, NY 10017Office #2: 767 Third Avenue, New York, NY 10017-2047State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(8/16/2019)
(8/9/2019)
(5/23/2025)
(8/11/2022)
(5/5/2022)
(6/29/2010)
(8/6/2025)
(7/21/2009)
(7/21/2009)
(10/28/2019)
(9/11/2003)
(1/4/2010)
(5/31/2022)
(7/21/2009)
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationFINRA
NYSE Arca, Inc.
Nasdaq Stock Market
Current Firm
MONNESS CRESPI HARDT & CO., INC.
CRD#: 7424 / SEC#: , 8-21380
Contact information
FINRA licenses (14 States and Territories)
Disclosures
| Regulatory Event | 4 |
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